- Citigroup (Queens, NY)
- …financial information to the regulators including the Federal Reserve Bank (FRB) and Office of the Comptroller of the Currency (OCC). The position will have a ... closely with other groups throughout Citi, including Risk, Treasury, Controllers, SEC Reporting, Accounting Policy, Financial Planning & Analysis and Capital… more
- Evolent (Albany, NY)
- …a resource to Initial Clinical Reviewers. + Ensures documentation of all communications with medical office staff and/or MD provider is recorded in a timely and ... **What You'll Be Doing:** As a Vascular Surgery, Field Medical Director you will be a key member of...Proficiency-Required **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required… more
- Evolent (Albany, NY)
- …rationale for standard and expedited appeals. + Ensures documentation of all communications with medical office staff and/or MD provider is recorded in a timely ... reviewing cases that do not initially meet the applicable medical necessity guidelines, as well as other imaging requests...**Required** **To comply with HIPAA security standards (45 CFR sec . 164.308 (a) (3)), identity verification may be required… more
- Citigroup (Getzville, NY)
- …front/middle/back office Detailed knowledge of + CFTC SD and SEC SBSD and related global reporting regulations and associated requirements Experience addressing ... key OTC derivative reporting related regulations including Dodd Frank Title VII (CFTC/ SEC ), and Canada. The team is responsible for the NAM Swap/Security-based Swap… more
- Citigroup (Getzville, NY)
- …best practices. + Managing and overseeing Business-As-Usual (BAU) processes for CFTC, SEC , and CAD Regulatory Reporting, with a strong emphasis on data quality ... Serving as a point of contact for North American regulations (CFTC, CAD, SEC ), providing data-driven insights and expertise. + Ensuring Reg Ops procedures and… more
- Citigroup (Getzville, NY)
- …for executing daily controls to mitigate the inherent risk of non-compliance with the SEC 's Client Asset Protection rule (15c3-3), a Tier 2 US regulation. This is ... deemed a Financial Responsibility rule by the SEC , requiring an annual attestation by CGMI's executives CEO,...Experience managing large tasks in complex environments + MS Office , particularly Excel: basic understanding and functions for ad-hoc… more
- OTC Markets Group Inc (New York, NY)
- …note OTC Markets is currently operating in a hybrid work environment (three days in office , two days remotely). This position is in our NYC office . We invest ... Program + Mondays - Breakfast Bagels & Wednesdays - Pizza Lunch + Office Snacks and Beverages + Monthly birthday celebrations For more information about OTC… more
- OTC Markets Group Inc (New York, NY)
- …note OTC Markets is currently operating in a hybrid work environment (three days in office , two days remotely). This position is in our NYC office . We invest ... Program + Mondays - Breakfast Bagels & Wednesdays - Pizza Lunch + Office Snacks and Beverages + Monthly birthday celebrations For more information about OTC… more
- AON (New York, NY)
- …and compensation governance. The ideal candidate would be located near a major Aon Office within the United States. Aon is in the business of better decisions At ... familiarity with corporate governance policies and trends, especially those related to SEC disclosure, ISS and Glass Lewis policies, and other technical areas… more
- CIBC (New York, NY)
- …degree w/ concentration in Banking & Finance + Proficient in Microsoft Office software applications + Strong working knowledge of the securities industry including ... Investment Banking, Commodities and brokerage operations. + Solid understanding of FINRA, SEC and NYSE rules and regulations + Knowledge of federally recognized… more