- Arrow Financial Corporation (Glens Falls, NY)
- …of 2002 (SOX)/internal control related aspects, Securities and Exchange Commission ( SEC ) filing requirements, regulatory (call report, FRY 9, etc.) reporting. ... cash flow statements. > Manage the quarterly and annual SEC and other regulatory reports including: Form 4s, 8-K,...Reports, United States Housing and Urban Development Reports, and Office of the Comptroller of the Currency (OCC)/Federal Deposit… more
- Citigroup (Queens, NY)
- …financial information to the regulators including the Federal Reserve Bank (FRB) and Office of the Comptroller of the Currency (OCC). The position will have a ... closely with other groups throughout Citi, including Risk, Treasury, Controllers, SEC Reporting, Accounting Policy, Financial Planning & Analysis and Capital… more
- Citigroup (Getzville, NY)
- …front/middle/back office Detailed knowledge of + CFTC SD and SEC SBSD and related global reporting regulations and associated requirements Experience addressing ... key OTC derivative reporting related regulations including Dodd Frank Title VII (CFTC/ SEC ), and Canada. The team is responsible for the NAM Swap/Security-based Swap… more
- Citigroup (Getzville, NY)
- …best practices. + Managing and overseeing Business-As-Usual (BAU) processes for CFTC, SEC , and CAD Regulatory Reporting, with a strong emphasis on data quality ... Serving as a point of contact for North American regulations (CFTC, CAD, SEC ), providing data-driven insights and expertise. + Ensuring Reg Ops procedures and… more
- Citigroup (Getzville, NY)
- …for executing daily controls to mitigate the inherent risk of non-compliance with the SEC 's Client Asset Protection rule (15c3-3), a Tier 2 US regulation. This is ... deemed a Financial Responsibility rule by the SEC , requiring an annual attestation by CGMI's executives CEO,...Experience managing large tasks in complex environments + MS Office , particularly Excel: basic understanding and functions for ad-hoc… more
- AON (New York, NY)
- …and compensation governance. The ideal candidate would be located near a major Aon Office within the United States. Aon is in the business of better decisions At ... familiarity with corporate governance policies and trends, especially those related to SEC disclosure, ISS and Glass Lewis policies, and other technical areas… more
- OTC Markets Group Inc (New York, NY)
- …note OTC Markets is currently operating in a hybrid work environment (three days in office , two days remotely). This position is in our NYC office . We invest ... Program + Mondays - Breakfast Bagels & Wednesdays - Pizza Lunch + Office Snacks and Beverages + Monthly birthday celebrations For more information about OTC… more
- CUNY (New York, NY)
- …during acute and chronic phase of illness. Provides a high level of medical and health care through consultation with physicians and other health care professionals. ... and monitors the coordination and implementation of such care, within office hours. - Develops, adjusts and makes modifications, in consultation with… more
- CIBC (New York, NY)
- …degree w/ concentration in Banking & Finance + Proficient in Microsoft Office software applications + Strong working knowledge of the securities industry including ... Investment Banking, Commodities and brokerage operations. + Solid understanding of FINRA, SEC and NYSE rules and regulations + Knowledge of federally recognized… more
- Compass Group, North America (Rochester, NY)
- …and restaurants, to the compassionate care we offer with meals especially tailored for the medical needs of the healthcare areas of dining service. We are a food and ... of communication and elevated levels of execution. + Each SEC leads the culinary strategy development and deployment for...select cases. + Proficient with Microsoft Windows platform and Office Suite - Word, Excel, Outlook and PowerPoint. **Work… more