- Wells Fargo (New York, NY)
- …timely monitoring of performance trends, validating risk ratings, monitoring covenant compliance , as well as adherence to policy and regulatory requirements to ... and coordinate colleagues in the execution of loan booking, closing, and compliance requirements. + Contribute to and lead credit focused projects, partnering with… more
- Wells Fargo (Carmel, NY)
- …an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... in the sales development process + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to follow policies,… more
- Wells Fargo (New York, NY)
- …an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to interact with… more
- Wells Fargo (New York, NY)
- …plans. Maintain all system diagrams, system interface charts and any other compliance policy and procedure documents. Work closely with quality assurance on the ... platform issues of a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported area are met and work with… more
- Wells Fargo (New York, NY)
- …and adherence to Mortgage Retail Sales functional area, policies, procedures, compliance requirements, and generating loans + Understand real estate appraisals, ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related… more
- Wells Fargo (New York, NY)
- …and management of the portfolio adheres to all applicable credit policies or compliance requirements and prepare for periodic exams by internal and external auditors ... work on-site at stated location on the job opening. + Specific compliance policies may apply regarding outside activities or personal investing; affected employees… more
- Wells Fargo (New York, NY)
- …Treasury Management expertise, including FX payments + A sound grasp of risk and compliance as related to large global clients, including minimally KYC and AML **Job ... + This position is not eligible for Visa Sponsorship + Specific compliance policies may apply regarding outside activities and/or personal investing; affected… more
- American Express (New York, NY)
- …will help us define the future of American Express. The Global Risk & Compliance Organization is an independent risk management function, led by the Chief Risk ... compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall risk management framework, performs… more
- WIN Waste Innovations (Poughkeepsie, NY)
- …the teams commitment, function, and effectiveness. Provide input on environmental compliance and safety related matters, continuous improvement projects, share best ... Manager/General Manager and/or Operations Manager to discuss open environmental compliance and safety issues, requests for information, regulatory interpretations,… more
- Citigroup (New York, NY)
- …programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. + Collaborate ... with internal teams (operations, legal, compliance , finance, sales, marketing) to ensure seamless service delivery and execution of client directives. + Monitor and… more