- Coinbase (Albany, NY)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal Audit ... Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance ) and external auditors. Strategically manage these relationships to coordinate audit… more
- Heritage Financial Credit Union (Middletown, NY)
- …of Internal Audit Are you ready to leverage your internal audit and compliance expertise to drive meaningful change in a mission-driven financial institution that ... a critical role in assessing the organization's risk landscape, ensuring compliance with regulatory requirements, and fostering a strong culture of accountability… more
- Wells Fargo (New York, NY)
- …and underwriting requirements + Adhere to policies, underwriting requirements, compliance requirements, and loan procedures; collaborate with fulfillment partners to ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related… more
- Stantec (Rochester, NY)
- …Phase I/II/III Environmental Site Assessments and summary reports, environmental compliance documents, soil management plans, remedial action plans, and various ... and post construction environmental (SWPPP) inspections and monitoring to verify compliance with Stormwater and other environmental permit conditions. - Drafting… more
- WellLife Network (Lake Success, NY)
- …maintaining accurate financial records, preparing financial reports, ensuring regulatory compliance , managing audits, and overseeing the finance and contract team. ... and review of the Consolidated Fiscal Report (CFR) filings (June and December). Compliance & Audit + Ensure compliance with GAAP, federal/state regulations, and… more
- University of Rochester (Rochester, NY)
- …efficient daily operations with a focus on faculty-related human resources, compliance , and financial processes. This position exercises independent judgment in ... tight deadlines. Responsibilities include: (1) interpreting and applying University, Medical School, Hospital, and departmental policies related to faculty affairs;… more
- Wells Fargo (New York, NY)
- …with minimal supervision + Experience identifying and mitigating risk, ensuring compliance with processes and procedures + Excellent verbal, written, and ... + Ability to travel up to 10% of the time + Specific compliance policies may apply regarding outside activities or personal investing; affected employees will… more
- Wells Fargo (New York, NY)
- …completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and ... screening and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal investing; affected… more
- City of New York (New York, NY)
- …(CA), Supplemental Nutrition Assistance Program (SNAP), IREA, HASA and MISCA - Medical Assistance (MA). Under the general direction of the Director of Supplemental ... Nutrition Assistance Program (SNAP) Fair Hearing (FH) Compliance Operations, with wide latitude for the exercise of independent judgment and initiative, the SNAP FH… more
- Bank of America (New York, NY)
- …responsibilities include identifying, analyzing, and resolving complex problems, ensuring compliance with policies, and identifying opportunities to improve process ... associated with the firms Deposit Insurance determination and associated compliance to FDIC 370. Bank of America, NA holds...company also prohibits discrimination on other bases such as medical condition, marital status or any other factor that… more