- Neuberger Berman (New York, NY)
- …processes, governance structures, and risk management practices support both regulatory requirements and business objectives, while maintaining a focus on ... Dealer platforms and advisory/sales activities + Oversee the implementation of regulatory changes and strategic initiatives, ensuring that all process changes are… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key internal ... American Express' Internal Audit Methodology, internal policies and standards, and regulatory expectations throughout the audit lifecycle. + Evaluate processes under… more
- Wells Fargo (New York, NY)
- …of applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable ... of business processes and governance channels:** Include internal testing, audit, regulatory engagements, and integrate with RCSA where applicable + **Establish… more
- American Express (New York, NY)
- …and delivery of data products that enable enterprise risk data aggregation and regulatory reporting. This role is part of a multi-year transformation to modernize ... engineers, and risk and compliance partners to help shape solutions that meet regulatory expectations such as BCBS 239, CCAR, and other data lineage and aggregation… more
- ThermoFisher Scientific (Grand Island, NY)
- …regulations and codes. + Acts as primary point of contact to applicable regulatory agencies and government authorities. + Leads the employee safety training program ... and influences day-to-day programs such as new employee orientation and regulatory record keeping/reporting + Coordinates the administration of company compliance… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key internal ... Express' Internal Audit Methodology, internal policies and standards, and regulatory expectations, while consistently delivering with quality and professionalism. +… more
- Wells Fargo (New York, NY)
- …tailored lending solutions, optimize client outcomes, and ensure compliance with regulatory standards. The Lending Director provides expert guidance on credit ... strategic planning sessions. **Job Expectations:** + Ensure compliance with regulatory standards, maintaining active FINRA Obtaining and/or maintaining appropriate… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key internal ... colleagues and co-sourced resources + Oversee and manage any external reviews and regulatory requests related to QAIP activities and processes + Develop and drive… more
- American Express (New York, NY)
- …are seeking a detail-oriented and highly organized analyst to support audit, regulatory , and exam fulfillment efforts for Global Sanctions and PEP compliance, under ... logs and records + Serve as liaison between control partners, tech, legal, and regulatory teams + Support other functions in support of the Global Sanctions team as… more
- CDM Smith (New York, NY)
- …NYSDOT, NJDOT as well as federal and local agencies. Responsibilities Regulatory Research and Analysis: -Research, interpret, and apply applicable government codes, ... and Submission: -Prepare and submit comprehensive permit applications to relevant regulatory agencies at the local, state, and federal levels. -Ensure accurate… more