- American Express (New York, NY)
- …on Operational Risk within BU processes for GMNS to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience through managing a clear ... in addition to further assessments and testing / QA programs to ensure regulatory and internal standards are met (eg, periodic RCSA reviews and update assessment… more
- Wells Fargo (New York, NY)
- …training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or 7 and 66 examinations ... Support Center model + Knowledge and understanding of branch exams and regulatory requirements from an operational support perspective + Strong client service skills… more
- American Express (New York, NY)
- …on Operational Risk within BU processes for GCS to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience through managing a clear ... in addition to further assessments and testing / QA programs to ensure regulatory and internal standards are met (eg, periodic RSCA reviews and update assessment… more
- Wells Fargo (New York, NY)
- …general trust administration, specialty trusts, custody, tax, specialty assets, regulatory , privacy, ecommerce, deposit relationship and strategy, and business ... understanding of business's functional area or products, operations, and regulatory environment; facilitate decision-making and issue resolution, and support… more
- American Express (New York, NY)
- …Risk, Technology, and 1LoD partners to deliver scalable, sustainable solutions that meet regulatory and business needs. + Act as the senior subject matter expert on ... to the ORE framework, ensuring full alignment with enterprise risk taxonomy, regulatory expectations (eg, Basel), and data governance standards. + Translate complex… more
- CIBC (NY)
- …development of actionable and sustainable recovery strategies that ensure alignment with regulatory expectations and corporate guidelines. A key aspect of this role ... analysis, identify potential business interruption risks, including operational, financial and regulatory and work with the business units to create strategies to… more
- MUFG (New York, NY)
- …with documented results that adhere to methodology, applicable standards and regulatory requirements, using appropriate business and technical language. + Document ... that meet objectives and standards of methodology, applicable standards and regulatory requirements. **Skills and Experience:** + A Bachelor's degree, preferably in… more
- MTA (New York, NY)
- …hazards, and plays a critical role in ensuring MNR operations meet regulatory requirements related to exposure control. The role also implements strategic ... by reviewing procedures, training programs, and ensuring alignment with regulatory standards. Conduct qualitative and quantitative industrial hygiene assessments… more
- CIBC (New York, NY)
- …adherence with broker-dealer requirements and compliance with federal and self- regulatory organization (SRO) rules and regulations. The position supports overall ... to evaluate the design and effectiveness of business controls in meeting regulatory compliance. This position primarily supports the US Capital Markets line of… more
- The Salvation Army (West Nyack, NY)
- …relations) and external entities (such as law enforcement, cybersecurity firms, and regulatory bodies). This coordination is crucial for a holistic approach to ... cybersecurity, and integrating these into the organization's practices. + Regulatory Compliance and Documentation: Ensuring that incident response activities adhere… more