- American Express (New York, NY)
- …on Operational Risk within BU processes for GCS to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience through managing a clear ... that may impact future business initiatives + Remain informed of the external regulatory landscape and current events impacting the financial services industry + Be… more
- City National Bank (New York, NY)
- …and closing of loan transactions, ensures conformance with Bank policy and regulatory requirements. Exercises sound credit and risk judgment in recommending loans ... loan requests; reviews information to ensure that files submitted meet regulatory agency and CNB policies; forwards application packages to Residential Lending… more
- GE Aerospace (Niskayuna, NY)
- …equipment and programming, physical distribution and collection of keys, regulatory and compliance controls, procedure development, inventory management, procurement ... workflows, and adherence to departmental and regulatory policies. The Security Specialist will implement LEAN principles to safeguard personnel and assets while… more
- Robert Half Finance & Accounting (New York, NY)
- …knowledge of Auditing various business areas such as Accounting, Third Party Risk, Regulatory Compliance, Treasury, and Risk Management. Must have at least one of ... with business groups and senior management. + Assist in the facilitation of the annual regulatory exam and other ad hoc regulatory reviews conducted by the New… more
- New York State Civil Service (Albany, NY)
- …12226 Duties Description The incumbent of this position will work within the Regulatory Compliance unit in the Operational Analytics group and work closely with the ... quality assurance procedures for deviations or deficiencies in policy and regulatory compliance.* Monitor compliance of licensed or registered organizations with all… more
- RWE Clean Energy (Valhalla, NY)
- …drive the successful completion of interconnection requests through the regulatory and commercial environment, and coordinating with internal stakeholders including ... RWE resources and stakeholders + Development, Energy Marketing, Commercial, Regulatory , Construction, Engineering, Operations teams with multiple aspects of project… more
- Trinity Health (Syracuse, NY)
- …and colleagues. Develops/manages physician strategies, relationships, physician/clinician and Medical Director contracts. Oversees internal clinical audits to ensure ... regulatory , clinical and billing compliance. Responsible for negotiating contracts...practices and implements innovative approaches to improve care. Integrates regulatory , payor and accrediting requirements into daily operations. Maintains… more
- Wells Fargo (New York, NY)
- …customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or ... upon offer acceptance + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in… more
- Wells Fargo (New York, NY)
- …marketing campaigns, establishing and maintaining files to meet the firm's regulatory requirements, and establishing and maintaining filing and record keeping ... military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized… more
- Citigroup (New York, NY)
- …partnership with the business product team on all aspects of legal and regulatory risk assessment of proposed large FX transactions, including but not limited to ... of drafting complex documentation of FX transactions** **Advising on regulatory requirements and risks in connection with transaction structures** **Building… more