- HSBC (New York, NY)
- …and support functions (market risk, liquidity risk , finance, operations, surveillance, regulatory compliance, etc) + Exhibit knowledge of key regulatory ... challenge in business risk governance forums, and keeping in touch with business, regulatory and industry developments. For this role, HSBC targets a pay range… more
- RELX INC (New York, NY)
- …organization for breaking news and forward-looking analysis on legal and regulatory risk across the globe. Investigative journalists provide exclusive reporting on ... coverage empowers our customers to respond first to changes in the regulatory landscape, navigating risks and leveraging opportunities for their business or clients.… more
- Wells Fargo (Nyack, NY)
- …customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or ... upon offer acceptance + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in… more
- City National Bank (New York, NY)
- …all Bank Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment Act, ... particularly those catered to Preferred, personal, or small business clients. * Regulatory / Compliance - strong understanding of the regulatory environment… more
- The Salvation Army (West Nyack, NY)
- …Analyst position reviews legal documents for potential contractual concerns with regulatory requirements and The Salvation Army mission, program guidelines and ... agreements as submitted by commands to ensure compliance with both regulatory authorities and The Salvation Army mission, program guidelines and policies;… more
- Coinbase (Albany, NY)
- …GRC teams, Legal and Compliance for risks, assessments, and reporting to meet regulatory requirements. * Support audit and regulatory inspections: Support data ... analysts to grow and mature their capabilities and careers. * Regulatory familiarity: Working knowledge of major regulatory /legal frameworks (US/international)… more
- CHS Inc. (Albany, NY)
- …and other owner or stakeholder related communications, ensuring compliance with regulatory requirements and best practices. - Coordinate lender meetings, which ... announcements that impact CHS trade territory. - Manage external communications and regulatory and legislative issues impacting the business. - Align with the… more
- Coinbase (Albany, NY)
- …IT process and gap assessments against industry standards and technology regulatory requirements to evaluate control design and operating effectiveness * Design, ... the technology controls inventory to mitigate technology risks and meet regulatory requirements, technology policies, and frameworks * Collaborate with stakeholder… more
- ARAMARK (Warsaw, NY)
- …offers comprehensive benefit programs and services for eligible employees including medical , dental, vision, and work/life resources. Additional benefits may include ... and compliance with the standards established by Aramark Healthcare+, regulatory agencies and client. Delivers strong operational performance by executing… more
- Stantec (New York, NY)
- …and reports, delivering client presentations, and handling required applications to regulatory and/or funding agencies. - Participate in the development of water ... training for client staff, workshop presentations on treatment technology, planning, regulatory frameworks, etc. - Lead project coordination meetings with internal… more