• Compliance Officer, Regulatory Relations Core…

    TD Bank (New York, NY)
    …compliance program through compliance activities across various lines of business, banking offices, and operating departments. Ensures that own work, as well ... in compliance with applicable laws, regulations and guidelines, as detailed in Corporate policies. Acts as a resource to business units/internal team members… more
    TD Bank (08/02/25)
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  • Merchant Solutions Operations Manager

    TD Bank (New York, NY)
    …services to a wide variety of clients, ranging from Small Business to mid -sized and large commercial clients. This team is responsible for ensuring that delivering ... ability to analyze business situations and effectively collaborate on overall corporate direction Refined vendor engagement and negotiation skills Strategic planning… more
    TD Bank (08/13/25)
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  • Leveraged Finance - Documentation Specialist…

    JPMorgan Chase (New York, NY)
    …or high yield bonds in the context of both best efforts and underwritten transactions + Mid - level Associate with 5+ years of experience at a top tier law firm's ... small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
    JPMorgan Chase (06/03/25)
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  • Assistant General Counsel - VP, Commercial…

    Wells Fargo (New York, NY)
    …and make recommendations for issue resolution + Collaborate with peers, colleagues, and mid - level managers to resolve issues and achieve goals + Lead projects, ... role will focus on providing transactional support for the Corporate & Investment Bank in deposits and payments matters,...4 and 4A, Federal Reserve, FDIC and other federal banking regulations, and payment system rules (eg, Nacha, RTP,… more
    Wells Fargo (08/14/25)
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  • Trade Surveillance Associate (Compliance)

    TD Bank (New York, NY)
    …reporting and / or meaningful analysis at the functional or enterprise level using results to draw conclusions, make recommendations, assess the effectiveness of ... from end to end + Focuses on short to mid -term issues (eg monthly-quarterly) **Education & Experience:** + Bachelors...statements are intended to describe the general nature and level of work being performed by people assigned to… more
    TD Bank (08/08/25)
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  • Manager, Compliance - Trade Surveillance

    TD Bank (New York, NY)
    …reporting and / or meaningful analysis at the functional or enterprise level using results to draw conclusions, make recommendations, assess the effectiveness of ... dealing with non-routine information + Focuses on short to mid - range planning (eg 6-12 months) + Manages regulatory...statements are intended to describe the general nature and level of work being performed by people assigned to… more
    TD Bank (07/10/25)
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  • Managing Consultant/Senior Consultant - Life…

    Guidehouse (New York, NY)
    …prior relevant work or consulting experience working with large global pharma, mid -sized pharma and/or biotech clients. + Strong understanding of the pharmaceutical ... scope and budget. + Demonstrated success supervising, coaching and mentoring more junior level staff and ownership and guidance of their career development. + Must… more
    Guidehouse (08/18/25)
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  • Manager, Trade Surveillance - Quality Assurance

    TD Bank (New York, NY)
    …external/internal auditors, dealing with non-routine information + Focuses on short to mid - range planning (eg 6-12 months) + Manages regulatory reviews including ... statements are intended to describe the general nature and level of work being performed by people assigned to...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
    TD Bank (08/21/25)
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  • Vice President, US Markets Equities Compliance…

    TD Bank (New York, NY)
    …regulations with the ability to assess firm impact. Specifically, FINRA, SEC, Exchange Level SROs including NYSE, NASDAQ & CBOE. + Excellent oral and written ... dealing with non-routine information + Focuses on short to mid - range planning (eg 6-12 months) + Manages regulatory...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
    TD Bank (08/09/25)
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  • Vice President, Compliance - Monitoring & Testing,…

    TD Bank (New York, NY)
    …external/internal auditors, dealing with non-routine information + Focuses on short to mid - range planning (eg 6-12 months) + Manages regulatory reviews including ... statements are intended to describe the general nature and level of work being performed by people assigned to...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
    TD Bank (07/26/25)
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