- TD Bank (New York, NY)
- …external/internal auditors, dealing with non-routine information + Focuses on short to mid - range planning (eg 6-12 months) + Manages regulatory reviews including ... in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong understanding of market… more
- M&T Bank (Buffalo, NY)
- …into a variety of legal issues. This position requires interaction with mid to senior level management. **Supervisory/ Managerial Responsibilities:** ... business personnel. + Provide guidance and support for existing products, new product design, geographic expansion, etc., taking into account all applicable laws,… more