- American Express (New York, NY)
- …is part of the Regulatory Exam Lifecycle Management (RELM) Team in Global Risk and Compliance (GRC), and reports to the Director of RELM, Professional Practices. ... in safeguarding American Express' regulatory standing and supporting sustainable risk management practices through robust review, validation, and documentation… more
- American Express (New York, NY)
- …of Defense (1LOD) Compliance Manager to support the business in managing compliance risk across products, processes, and customer interactions. This role plays a key ... strong regulatory knowledge, a process mindset, and the ability to translate risk concepts into practical actions. **Key Responsibilities:** + Act as a compliance… more
- American Express (New York, NY)
- …in this role?** This role is part of the Data Issue Management & Risk Monitoring function within the Finance Data Governance organization and supports the Director ... The ideal candidate will bring expertise in data governance, controls framework, and risk management with a strong background in financial data within a regulated… more
- BlackRock (New York, NY)
- …purpose. BlackRock is a world-class provider of global investment management, risk management and advisory services to institutional, intermediary and individual ... through excellence in products and capabilities, operational discipline, and risk management. The group encompasses BlackRock's Fixed Income (Fundamental, Municipals… more
- Broadview FCU (Albany, NY)
- …and complex credit union. This entails sophisticated savvy leadership, governance, and risk management practices commensurate with a $10 billion plus credit union ... require extensive review and analysis of data, procedure and model governance. The role requires strong people and technical...+ Understand and help assess the organization's interest rate risk position + Gather, analyze, and detail review company… more
- Deloitte (New York, NY)
- …security playbooks for AI models, focusing on encryption, access control, data integrity, model scanning, and overall AI model governance + Developing and ... and Microsoft Copilot environments + Implementing robust controls for model registries and AI model repositories to...line with a client's strategic objectives, regulatory requirements, and risk appetite. It keeps the enterprise a step ahead… more
- American Express (New York, NY)
- …strategy, methodology, and annual plan to ensure adequate coverage of high- risk regulatory areas. * Oversee execution of testing engagements, ensuring timely, ... work papers and reports. * Prioritize testing based on regulatory requirements, risk assessments, and emerging compliance issues (eg, AML, UDAP, Fair Lending, BSA,… more
- BlackRock (New York, NY)
- **About this role** **BlackRock** is a global leader in investment management, risk management and advisory services for institutional and retail clients. As of June ... (exchange traded funds), and other pooled investment vehicles. BlackRock also offers risk management, advisory and enterprise investment system services to a broad… more
- TD Bank (New York, NY)
- …of HR/employment matters. **Depth & Scope:** + Executes on the employment risk strategy set by Employee Relations to ensure ongoing compliance with internal/external ... terminations, compensation, workforce transitions, absenteeism/accommodation investigations and other employee risk mitigation activities + Manages teams of: Advice leaders… more
- American Express (New York, NY)
- …data governance and management processes are complying with the data and risk policies and appropriate controls and documentation exists to stand a regulatory ... thought partnership with the 1st (Enterprise Data Office), 2nd (Enterprise Data Risk Management), 3rd (Internal Audit) line of defenses, Technology, and Regulatory… more