- TD Bank (New York, NY)
- …which is outlined in the general description below. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a ... + **Familiarity with regulatory expectations tied to enterprise compliance programs, governance , and risk frameworks.** + **Experience with management… more
- TD Bank (New York, NY)
- …on governance and control issues + Manages oversight process, risk -based identification and monitoring of related risks and regulatory compliance across the ... the facilitation and/or implementation of action/remediation plans to address performance/ risk / governance issues **Employee/Team Accountabilities:** + Responsible for… more
- American Express (New York, NY)
- …reporting automation solutions where appropriate to enhance the efficiency and accuracy of risk reporting processes. + Risk Governance and Independent ... business unit's implementation of enterprise-wide frameworks including but not limited to risk appetite, concentration risks, risk governance framework, etc.… more
- Citigroup (New York, NY)
- …Team Lead (C15)** **Team Overview** As part of the recently created Enterprise Risk Management (ERM) Data Governance Transformation Team, you will be part ... within the ERM Data & Technology Group within Data Risk Management, the ERM Data Governance & Data...Model -- specifically focusing on establishing the ERM Data Governance oversight model and the support of… more
- American Express (New York, NY)
- …to architect GCS growth and strengthen the culture of compliance and control. The Senior Manager - Sales and AD Conduct Governance will focus on partnering with ... documentation, annual performance planning, and executive presentations. The Senior Manager will work very closely with several cross-functional partners including… more
- TD Bank (New York, NY)
- …timely and consistent implementation - across all TDS businesses - of all risk , control and governance programs, initiatives, policies, and strategic business ... the TDS US Oversight Committee; + Effectively manage ad-hoc governance , risk management and control projects or...model with business partners, other G&C leads, and Risk and Control Partners such as Compliance and … more
- TD Bank (New York, NY)
- … risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & Control require sufficient expertise ... Governance across TD Securities (Globally) ensuring a strategic, risk -based approach for alignment with Volcker Rule standards. The...will work with you to meet your needs. The Manager II, Governance & Control leads and… more
- Broadridge Financial Solutions (Edgewood, NY)
- …motivated Sales Manager for our Global Class Actions and Institutional Governance sales team. The ideal candidate will bring immediate value through leadership, ... clients to focus on their core business, accelerate growth, and mitigate risk . Responsibilities: + Developing and executing comprehensive sales strategies for Global… more
- HSBC (New York, NY)
- …take account of additional local regulatory requirements. MRM is comprised of four key activities: + Model Risk Governance - Setting the firm's model ... investors, our communities and the planet we all share. Model Risk Management (MRM) at HSBC is...with internal (first line, senior management, audit) stakeholders on risk identification, governance and management + Drive… more
- Amalgamated Bank (New York, NY)
- …Preferred Qualifications: + Experience in banking or financial services data governance . + Understanding of risk management and compliance frameworks ... Amalgamated Bank is seeking a Data Governance /Scientist to join the Information Technology Team that...GLBA, and other financial data regulations. + Partner with risk and compliance teams to mitigate data risks and… more