- Robert Half Management Resources (El Monte, CA)
- …risk management, fraud investigation, or a related field. * Strong knowledge of Anti- Money Laundering (AML) and Bank Secrecy Act (BSA) regulations. * Expertise ... in enterprise risk management frameworks and operational risk assessment. * Proficiency in using data analysis tools, fraud detection software, and other technological solutions is important to effectively detect and prevent fraudulent activities. *… more
- BMO Financial Group (Los Angeles, CA)
- …appropriate due diligence for the prevention of loss due to fraud, counterfeiting money laundering or defalcation in accordance with Bank policy. + Protects ... the Bank's assets by adhering to all banking, investment and lending regulations, policies, and procedures, legal and ethical requirements, process requirements, bank guidelines, and established risk guidelines. + Operates at a group/enterprise-wide level and… more
- Banc of California (Santa Ana, CA)
- …(FCRA), Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti- Money Laundering (AML) and Customer Information Program (CIP), Right to Financial ... Privacy Act (RFPA, state and federal) and Community Reinvestment Act (CRA). + Ability to exercise discretion and independent judgement that has moderate impact on the immediate work unit and cross functional departments. + Ability to make a conclusive… more
- Banc of California (Santa Ana, CA)
- …(FCRA), Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti- Money Laundering (AML) and Customer Information Program (CIP), Right to Financial ... Privacy Act (RFPA, state and federal) and Community Reinvestment Act (CRA), Consumer Financial Protection Bureau (CFPB), Office of the Comptroller of the Currency (OCC), Sarbanes-Oxley (SOX). + Demonstrates knowledge and responsibility as they pertain to this… more
- Banc of California (Santa Ana, CA)
- …(FCRA), Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti- Money Laundering (AML) and Customer Information Program (CIP), Right to Financial ... Privacy Act (RFPA, state and federal) and Community Reinvestment Act (CRA). + Basic knowledge of related state and federal banking compliance regulations, Bank operational policies and procedures, and the Bank's products and services. + Effective… more
- BMO Financial Group (San Francisco, CA)
- …ethical standards for the prevention of loss due to fraud, robbery, counterfeiting, money laundering , or defalcation. + Maintains the confidentiality of customer ... and Bank information in compliance with Bank policies and procedures. + Identifies risks and takes appropriate actions, including all documentation and other regulatory requirements to maintain operational integrity. + Monitors individual exception reports and… more
- US Bank (Los Angeles, CA)
- …* Ensure team compliance with the US Bank Code of Ethics and all Anti- Money Laundering , Bank Secrecy Acts, information security and suspicious activity reporting ... requirements, policies, and procedures. Actively participates in any required corporate and business line training in these areas. **Basic Qualifications** - Typically Bachelor's degree, or equivalent work experience - Typically 10 or more years of banking… more
- Enterprise Bank & Trust (San Jose, CA)
- …your duties and responsibilities as it relates to the Bank Secrecy Act (BSA), Anti- Money Laundering Act (AML), Patriot Act, and Office of Foreign Assets Control ... Regulations (OFAC). This includes participating in any required training and promptly complying with all reporting requirements. + Demonstrate a satisfactory understanding of and adherence to EEO/AA policy; promote a working environment free of harassment of… more
- Banc of California (Escondido, CA)
- …(FCRA), Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti- Money Laundering (AML) and Customer Information Program (CIP), Right to Financial ... Privacy Act (RFPA, state and federal) and Community Reinvestment Act (CRA). + Working knowledge of the Bank's Loan Policies and Standards. + Strong skills in computer terminal and personal computer operation; Microsoft Office applications including but not… more
- Sacramento Credit Union (Sacramento, CA)
- …policies and procedures, rules and regulations, including robbery, Bank Secrecy Act and Money Laundering policies and procedures + *Assist at other branches, as ... needed. + *Maintains effective communication and working relationships with all members and co-workers. + Participates in external marketing events to gain new relationships and grow market share. + Adheres to SCU Dress Guidelines. + Maintains good attendance… more