- Banc of California (Santa Ana, CA)
- …to the following: Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti- Money Laundering (AML) and Right to Financial Privacy Act (RFPA, state and ... federal). **HOW WE'LL SUPPORT YOU** + **Financial Security:** You will be eligible to participate in the company's 401k plan which includes a company match and immediate vesting. + **Health & Well-Being:** We offer comprehensive insurance options including… more
- Synchrony (Costa Mesa, CA)
- …engage senior leadership and regulatory bodies. + Certifications such as CAMS (Certified Anti- Money Laundering Specialist) or equivalent + 3+ years of experience ... managing people **Desired Characteristics:** + **Experience in Model Management a plus** + Excellent influencing skills and the ability to collaborate with multiple functional areas and independently present explanations of complex subjects to senior… more
- Banc of California (Santa Ana, CA)
- …(FCRA), Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti- Money Laundering (AML) and Customer Information Program (CIP), Right to Financial ... Privacy Act (RFPA, state and federal) and Community Reinvestment Act (CRA) **EDUCATION, EXPERIENCE AND/OR LICENSES:** + Bachelor's degree from an accredited college or university in accounting, finance, business administration, economics, or related field + 7… more
- TIAA (Pasadena, CA)
- …regulatory organizations, including conformance with investor disclosures, privacy laws, anti- money laundering requirements, and anti-fraud measures. + Maintains ... new and existing client relationships, including informing clients of market conditions, updating them on investment research and economic trends, and meeting with them to discuss their portfolio performance and investment objectives. + Maintains and informs… more
- DataVisor (Mountain View, CA)
- …scales infinitely and enables organizations to act on fast-evolving fraud and money laundering activities in real-time. Its patented unsupervised machine ... learning technology, advanced device intelligence, powerful decision engine, and investigation tools work together to provide guaranteed performance lift from day one. The flexible architecture of DataVisor's platform allows enterprises to power sophisticated… more
- BMO Financial Group (Santa Cruz, CA)
- …ethical standards for the prevention of loss due to fraud, robbery, counterfeiting, money laundering , or defalcation. + Maintains the confidentiality of customer ... and Bank information in compliance with Bank policies and procedures. + Identifies risks and takes appropriate actions, including all documentation and other regulatory requirements to maintain operational integrity. + Monitors individual exception reports and… more
- Banc of California (Santa Ana, CA)
- …(FCRA), Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti- Money Laundering (AML) and Customer Information Program (CIP), Right to Financial ... Privacy Act (RFPA, state and federal) and Community Reinvestment Act (CRA) + Strong understanding of financial markets, investment instruments, and regulatory frameworks + Exceptional analytical and strategic thinking skills + Excellent communication and… more
- BMO Financial Group (Manteca, CA)
- …ethical standards for the prevention of loss due to fraud, robbery, counterfeiting, money laundering , or defalcation. + Maintains the confidentiality of customer ... and Bank information in compliance with Bank policies and procedures. + Identifies risks and takes appropriate actions, including all documentation and other regulatory requirements to maintain operational integrity. + Focus is primarily on business/group… more
- Sacramento Credit Union (Sacramento, CA)
- …and procedures, rules and regulations, including robbery, Bank Secrecy Act and Money Laundering policies and procedures. + *Maintains effective communication and ... working relationships with all members and co-workers. + *Assist at other branches, as needed. + Participate in external marketing events to gain new relationship and grow market share. + *Provide notary services and medallion stamp services. + Performs other… more
- City National Bank (Los Angeles, CA)
- …monitoring tools, and AML transaction surveillance systems. * Certified Anti- Money Laundering Specialist (ACAMS)/Certified Fraud Examiner (CFE)/Certified AML ... and/or Fraud Professional (CAFP) is preferred. * Ability to interact effectively with all levels of Bank personnel * Excellent analytical, verbal and written communication skills * Strong project management and organizational skills * Excellent attention to… more