- Scotiabank (New York, NY)
- …meet obligations with respect to operational risk, regulatory compliance risk, Anti Money Laundering /Anti Terrorist Financing risk and conduct risk, including ... but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct. Champions a high-performance environment and contributes to… more
- PNC (New York, NY)
- …Control, Strategic Objectives **Competencies** Accuracy and Attention to Detail, Anti- money Laundering /Sanctions Policies and Procedures, Audit And Compliance ... Function, Auditing, Fraud Management, Internal Controls, Problem Solving **Work Experience** Roles at this level typically require a university / college degree, with 3+ years of relevant / direct industry experience. Certifications are often desired. In lieu… more
- US Bank (New York, NY)
- …+ Actively ensure compliance with the US Bank Code of Ethics and all Anti‐ Money Laundering , Bank Secrecy Act, and information security policies and procedures. ... Follow account opening procedures and internal suspicious activity referral requirements and processes. **Basic Qualifications** - Bachelor's degree and sixor more years of related experience OR - MBA/JD with three or more years of directly related experience… more
- Axis (New York, NY)
- …obligations. * Establish and maintain broker compliance policies related to anti- money laundering (AML), trade sanctions, conflicts of interest, fair ... market conduct, and financial crime prevention. * Conduct ongoing compliance risk assessments to identify potential exposure areas in broker relationships and implement mitigating controls. Regulatory & Licensing Compliance: * Ensure that all appointed brokers… more
- SolomonEdwards (Albany, NY)
- …* Analyze crypto-related transactions and blockchain activity to detect signs of money laundering , fraud, and other financial crimes. * Investigate suspicious ... activity by tracing crypto asset movements across blockchains and analyzing transaction patterns. * Develop, implement, and refine transaction monitoring frameworks specific to crypto risk typologies. * Perform Customer Due Diligence (CDD), Know Your Customer… more
- Robert Half (New York, NY)
- …within various segments, including but not limited to financial crime and anti- money laundering , risk management, credit services, regulatory compliance and ... consumer protection, and analytics. Meaningful onboarding. Impactful training. Foundational learning. These experiences define Protiviti's award-winning internship - an experience that builds upon your skills and knowledge and enables you to thrive… more
- New York State Civil Service (Albany, NY)
- …examination (eg, loan review, earnings, liquidity analysis, capital, Bank Secrecy Act/Anti- Money Laundering , systems and technology, loss mitigation etc.);* ... Prepares the risk assessment, risk matrix, staff utilization schedule, and the examination scope and procedures based upon the institution's risk profile, information in the previous examination report, workpapers, correspondence, internal departmental… more
- City of New York (New York, NY)
- …impersonation, cyber-stalking and bullying, the dark web, computer hacking, as well as money laundering and threats to financial institutions. The Cyber Crime ... Bureau conducts proactive investigations of cybercriminals, with the goal of protecting New York County's residents and financial infrastructure. Responsibilities include, but are not limited to: - Assist in sensitive and complex long-term investigations into… more
- US Tech Solutions (New York, NY)
- …stakeholders + Liaise with the various Business Units to obtain the necessary Anti- Money Laundering and documents and explain the requirements where necessary + ... Carry out tasks related to the job in accordance with the instructions of the supervisor **Requirements:** + Solid knowledge of KYC and AML Compliance policies and how they are applied in a US banking environment + Strong understanding of the Client Onboarding… more
- Concentrix (New York, NY)
- …missions, and managed services to assist our clients in preventing fraud, money laundering , terrorist financing, as well as handling KYC/KYB activities ... and dispute management. **Role Overview** We are creating and launching a new suite of consulting services-Evaluate, Blueprint, Transform, Analytics, and Threats-designed to transform or optimize Financial Crime & Compliance (FC&C) operations. Reporting to the… more