- PNC (Irvine, CA)
- …document in which PNC serves as trustee, guardian or agent. Assists with compliance of all legal and fiduciary regulations, policies and procedures. + Utilizes the ... assure the highest level of risk management control and compliance . Administers assigned accounts in accordance with documents, state...any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the… more
- LTD Global (Livermore, CA)
- …full range of financial products including personal and business banking, mortgage lending, and wealth management. It distinguishes itself through relationship-based ... including recruitment, onboarding, employee relations, benefits administration, HRIS maintenance, and compliance . The role serves as a key resource for employees and… more
- Banc of California (San Diego, CA)
- …bank's recruitment efforts. + Maintains strong knowledge of risk and compliance - including BSA/AML, information security/fraud, and identity theft. TRM should ... assist clients and the bank in managing risk. Completes all compliance certifications. + Demonstrate sales leadership, professionalism, and a results-oriented… more
- Banc of California (Santa Ana, CA)
- …helping to optimizing our liquidity management strategies, monitoring and ensuring compliance with regulatory requirements. Performs all duties in accordance with ... indicators, and regulatory changes affecting fund management + Ensure compliance with relevant financial regulations and reporting requirements. Work closely… more
- JPMorgan Chase (Palm Desert, CA)
- …position. Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator requirements. In ... addition, this position requires National Mortgage Licensing System and Registry (NMLS) registration under the SAFE Act of 2008. As such, upon active employment with… more
- Banc of California (Temecula, CA)
- …related experience should consist of an in-depth background in Bank Secrecy Act compliance and general banking skills. Bachelor's degree preferred. + 3+ years of ... industry. + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to… more
- Anywhere Real Estate (Saratoga, CA)
- …agent support as needed by answering agent questions and ensuring compliance for required paperwork. **Responsibilities:** + Responsible for reviewing, auditing ... as Agent Services staff to ensure data accuracy and compliance to prevent errors + Provide customer support to...relocation, and title and settlement businesses, as well as mortgage and title insurance underwriter minority owned joint ventures.… more
- TEKsystems (Westlake Village, CA)
- …- Position Summary The Loan Processor is a key contributor in the mortgage lifecycle, responsible for managing loan files from origination to closing. This role ... conventional, FHA, VA, and paper loans, and will thrive in a fast-paced, compliance -driven environment. DKey Responsibilities + Manage a pipeline of 20+ loan files… more
- PNC (Lodi, CA)
- …a broad range of eco-system partners. Accountable for risk management and compliance . Builds a high performing team through the attraction, on-boarding, coaching ... and sound decision making to mitigate sales practice risk. Ensures compliance with regulatory guidelines and adherence to established policies and procedures.… more
- KeyBank (Los Angeles, CA)
- …effectively partner with other KeyBank teams (such as Commercial Mortgage , Payments/Deposits, and Capital Markets) leveraging expertise and delivering exceptional ... line with Keys moderate risk profile. Ensures that loans are closed in compliance with credit approval, required documentation is executed, and booked accurately. +… more