- PNC (Greensboro, NC)
- …ensuring audit controls are followed and the support and adherence to compliance and regulatory guidelines. Manages service and operational aspects of a Branch ... (FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority… more
- PNC (Raleigh, NC)
- …and business partners **Job Description** + Under supervision, performs financial, compliance , and/or operational audit reviews, including the evaluation of design ... (FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority… more
- PNC (Charlotte, NC)
- …and administering a budget. Manages activities including coordination with legal, compliance , finance, risk and other key partners. + Responsible for performance ... (FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority… more
- PNC (Raleigh, NC)
- …Manager Sr, you will be within PNC's Internal Audit organization, supporting the Compliance /2 LoD Audit team. This position is primarily based in a PNC location. ... and deliver business value and insights **Job Description** + Manages financial, compliance , and/or operational audit reviews, including the evaluation of design and… more
- First Horizon Bank (Charlotte, NC)
- …BI reporting tools * Support key strategic initiatives within the finance function ** Compliance ** : Ability to comprehend and adhere to Federal and State banking ... wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the… more
- First Horizon Bank (Charlotte, NC)
- …for analytics purposes. * Ensure data integrity, security, and compliance with organizational and regulatory standards. **Fraud Investigation Support:** * ... wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the… more
- First Horizon Bank (Charlotte, NC)
- …and is responsible for the annual review, renewal, loan covenant compliance reviews and financial collection process within assigned loan portfolio. Partners ... wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the… more
- First Horizon Bank (Raleigh, NC)
- …in a multi-disciplinary team with business, technology, marketing, operations, legal, compliance and others to develop new or enhance current products and ... wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the… more
- First Horizon Bank (Charlotte, NC)
- …documentation of rationale and approval for any output adjustments, ensuring compliance with model governance. + Update and maintain comprehensive documentation, ... wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the… more
- First Horizon Bank (Charlotte, NC)
- …+ Develop risk reporting that provides a holistic view of business unit compliance with risk programs, identification of key business unit risks, emerging risk ... wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the… more