- PNC (Charlotte, NC)
- …As part of the first line of defense, supports risk management, compliance , and audit needs. + Supports business, financial, and customer experience results ... (FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority… more
- First Horizon Bank (Charlotte, NC)
- …maintains an up-to-date status for all positional and company required compliance and regulatory courses by assigned due date(s). **SUPERVISORY RESPONSIBILITIES** + ... wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the… more
- PNC (Charlotte, NC)
- …to build and maintain a long-lasting relationship. Monitors client contract for compliance and participates in the negotiations of base contract and contract ... (FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority… more
- First Horizon Bank (Asheboro, NC)
- …and 0-4 years of experience or equivalent combination of education and experience 2. Compliance and Risk Management Experience - 0 -2 years of BSA experience. 3. ... wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the… more
- City National Bank (Charlotte, NC)
- …ensure efficient and rapid credit decision making while maintaining accuracy and compliance with Bank's credit risk appetite and any pertinent regulations. * Review ... include: entertainment lending, private banking, telecommunication and media, technology, mortgage warehousing, equipment leasing and other. * An interpersonal style… more
- First Horizon Bank (Charlotte, NC)
- …+ Drives Operational Excellence: + Clearing exceptions + Maintaining regulatory compliance + Managing fraud and red flags, etc.er **Experience and Qualifications** ... wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the… more
- PNC (Charlotte, NC)
- …industry and market developments, deal flow and regulatory requirements. Enforces compliance with policies and regulations. Works with stakeholders to develop/modify ... (FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority… more
- PNC (Charlotte, NC)
- …and managers. Creates, develops, executes and tracks exception rate policy and compliance . Leads policy enhancements. + Directs pricing inputs into annual planning ... (FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority… more
- PNC (Winston Salem, NC)
- …industry and market developments, deal flow and regulatory requirements. Ensures compliance with policies and regulations. Provides coaching to other team members. ... (FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority… more
- First Horizon Bank (Charlotte, NC)
- …services to FHN, including sourcing, selection, contract negotiations, contract compliance , and spend analytics. Overall core competencies include strong ... wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the… more