- First Horizon Bank (NC)
- …+ Develop risk reporting that provides a holistic view of business unit compliance with risk programs, identification of top business unit risks and emerging risk ... wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the… more
- PNC (Raleigh, NC)
- …model. + Prepares and analyzes detailed documents for validation and regulatory compliance , using applicable templates. PNC Employees take pride in our reputation ... (FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority… more
- Banc of California (Durham, NC)
- …YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to ... Regulation B (Equal Credit Opportunity Act), Fair Housing Act (FHA), Home Mortgage Disclosure Act (HMDA), Real Estate Settlement Procedures Act (RESPA), Fair Credit… more
- Anywhere Real Estate (Charlotte, NC)
- …in specific US states. + Liaise with XcelHR and Cartus management to ensure compliance with employment standards. + Guide the team on managing issues related to ... brokerage, relocation, and title and settlement businesses, as well as mortgage and title insurance underwriter minority owned joint ventures. Anywhere supports… more
- First Horizon Bank (Charlotte, NC)
- …* Develop risk reporting that provides a holistic view of business unit compliance with risk programs, identification of top business unit risks and emerging risk ... wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the… more
- First Horizon Bank (Raleigh, NC)
- …+ Pricing and profitability + Growth and trend metrics + Legalities, compliance and risk mitigation + Product information and collateral for client facing ... wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the… more
- Bank of America (Charlotte, NC)
- …such as loans and deposits as well as traded products such as mortgage backed securities + Ability to communicate effectively with senior stakeholders and ... + Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation **Shift:** 1st shift (United States of America)… more
- First Horizon Bank (Charlotte, NC)
- …of learning and innovation. * Advocate for accessibility and inclusive design, ensuring compliance with WCAG standards. What You Have * 5+ years of experience in ... wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the… more
- Truist (Greensboro, NC)
- …informed of all changes in policies and procedures to ensure compliance with current guidelines. QUALIFICATIONS Required Qualifications: The requirements listed ... in basic computer applications, such as Microsoft Office 6. Must be SAFE ( Mortgage Licensing Act) compliant within 30 days of employment in this role, including… more
- First Horizon Bank (Charlotte, NC)
- …of company's seeking or receiving lines of credits or loans to ensure compliance in lending procedures, assessment of the adequacy and quality of collateral and ... wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the… more