- BMO Financial Group (San Francisco, CA)
- …of structural market risk models, recommending changes as appropriate. + Ensure compliance with Bank Policies and Standards regarding financial models. + Participate ... Monitors the financial market environment and model performance impacts. + Ensures compliance with model risk and market risk governance. + Researches industry best… more
- JPMorgan Chase (Murrieta, CA)
- …this position. Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator requirements. ... the Dodd Frank/Truth in Lending Act qualification requirements for Loan Originators. As such, an employment offer for this...In addition, this position requires National Mortgage Licensing System and Registry (NMLS) registration under the… more
- JPMorgan Chase (Los Angeles, CA)
- …this position. Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator requirements. ... the Dodd Frank/Truth in Lending Act qualification requirements for Loan Originators. As such, an employment offer for this...In addition, this position requires National Mortgage Licensing System and Registry (NMLS) registration under the… more
- Banc of California (Santa Ana, CA)
- …and venture-backed businesses. Banc of California offers a broad range of loan and deposit products and services, with full-service branches throughout California ... helping to optimizing our liquidity management strategies, monitoring and ensuring compliance with regulatory requirements. Performs all duties in accordance with… more
- Banc of California (Temecula, CA)
- …and venture-backed businesses. Banc of California offers a broad range of loan and deposit products and services, with full-service branches throughout California ... related experience should consist of an in-depth background in Bank Secrecy Act compliance and general banking skills. Bachelor's degree preferred. + 3+ years of… more
- Banc of California (Santa Ana, CA)
- …and venture-backed businesses. Banc of California offers a broad range of loan and deposit products and services, with full-service branches throughout California ... OFAC Matches or Sanctions restrictions to ensure ongoing OFAC compliance . + Manage QAR+ triage and data input of...(Equal Credit Opportunity Act), Fair Housing Act (FHA), Home Mortgage Disclosure Act (HMDA), Real Estate Settlement Procedures Act… more
- PNC (Calabasas, CA)
- …statements, market, and economic data to determine the economic impact and/or compliance impact for the operation of the assets. May follow-up with internal ... + May participate in the preparation of modification and loan conversion memos. + May review and process customer...any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the… more
- Banc of California (Santa Ana, CA)
- …and venture-backed businesses. Banc of California offers a broad range of loan and deposit products and services, with full-service branches throughout California ... YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to… more
- BMO Financial Group (Santa Monica, CA)
- …products and providing fee-based advice. + In-depth understanding of deposit and loan (including mortgage ) products and banking services. + Technical proficiency ... + Ensures alignment between stakeholders. + Follows through on the risk and compliance processes and policies to ensure we safeguard our customers' assets, maintain… more
- Banc of California (Santa Ana, CA)
- …and venture-backed businesses. Banc of California offers a broad range of loan and deposit products and services, with full-service branches throughout California ... YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to… more