- Charles Schwab (Austin, TX)
- …laws, rules, and regulations + Experience providing advice and guidance on proprietary mutual fund , ETF, and SMA offerings (equity, fixed income, and/or other ... performs a variety of other compliance functions. Reporting to Schwab's Head of Fund and Advisory Program Compliance, you will lead a team of compliance… more
- Bank of America (Dallas, TX)
- …Pierce and Private Bank distribution channels, servicing Private Bank Securities on PACE, Fund Relationship and Onboarding Mutual Fund & Alternative ... Investments. The Private Bank Investment Income team provides operational support for global and domestic dividends and interest payments for the Private Bank. The team facilitates foreign tax residency certification, dividend reinvestment and favorable… more
- Eliassen Group (Westlake, TX)
- …software development practices. + Experience with money movement systems in a Mutual Fund /Banking Industry, including knowledge of policies and procedures around ... those functions. + Demonstrable ability to work in an Agile environment is preferred. + Strong written and verbal communication skills. + Ability to navigate through ambiguous circumstances and demonstrate flexibility and adaptability. + Growth mentality with… more
- Charles Schwab (Westlake, TX)
- …with production support and the maintenance and enhancement of applications supporting Mutual Fund Trading and Clearing business. Collaborate with the ... development teams and technology leaders across Schwab technology on product development, best practices, and automation. Assess and apply emerging technologies, practices, and processes and strategize and execute projects to improve efficiency and innovation.… more
- Charles Schwab (Austin, TX)
- …for enhancements, maintenance, and Tier 3 production support of applications supporting Mutual Fund Trading and Clearing business. Collaborate with the ... development teams and technology leaders across Schwab technology on product development, best practices, and automation. Assess and apply emerging technologies, practices, and processes and strategizing and executing projects to improve efficiency and… more
- JPMorgan Chase (Dallas, TX)
- …Advisors to make investment recommendations, propose firm offerings and execute equity trades, mutual fund orders, fixed income trades and private investments + ... Provide support across a diverse suite of products and applications including, but not limited to: Advisor Services, Wealth Planning & Advice, Goal Based planning, liabilities planning, banking & lending solutions, mortgages and digital offerings through JP… more
- Teleperformance USA (El Paso, TX)
- …about the securities industry including the basic principles of equity, option and mutual fund transactions** + **Candidate must be client service oriented and ... have general knowledge of Windows based** **computer systems** + **Ability to adhere to attendance policies and work within a structured schedule which includes a variety of shifts** + **College degree preferred but not required** + **6 months customer service… more
- Cherry Bekaert (Austin, TX)
- …record in New Markets Tax Credit (NMTC) allocation applications, CDFI Fund Applications, other Government and Philanthropic funding applications, strategic planning ... low as 14.24%, and unemployment rates as high as 31.2%. About The Innovate Fund (TIF): TIF serves the state of Georgia, North Carolina, South Carolina, Tennessee,… more
- Deloitte (Fort Worth, TX)
- …planning and returns, identifying complex tax issues for a variety of hedge fund clients, Subchapter K, wash sale and constructive sale rules, and aggregate ... identify complex tax issues and provide tax analyses for a variety of hedge fund clients and their affiliates. The right person should have a solid understanding of… more
- Charles Schwab (Southlake, TX)
- …Management, Inc. (CSIM), a registered investment adviser, and Schwab's proprietary mutual funds, ETFs, and separately managed accounts; and (b) maintaining and ... compliance programs for CSIM and one of the largest fund companies in the nation. The work is dynamic...regulatory, and business initiatives associated with CSIM and Schwab's mutual funds and ETFs, recommending creative solutions that advance… more