- Equitable (Charlotte, NC)
- Sales Desk Manager- Mutual Funds Team (...business activities designed to promote and sell 1290 Funds mutual fund strategies. This person will also be ... your potential? Equitable is looking for a 1290 Funds Sales Desk National Manager to join our team in...also possess knowledge of investment products and strategies, the mutual fund industry, and advisory platform marketplace,… more
- Lincoln Financial (Greensboro, NC)
- …(eg "stickers"). * Leading the process for maintaining, updating, and organizing mutual fund registration documents and all exhibits, including complex ... contracts. * Researching, evaluating and reporting on regulatory matters related to mutual fund registration documents and fund financial statements. *… more
- Deloitte (Raleigh, NC)
- Mutual funds-Are you a leader, passionate about financial products and understand regulated investment companies, Subchapter M, section 4982 excise calculations, and ... begin taking on lead client contact roles on engagements; be involved in sales and marketing activities; attend required training; and facilitate at least one… more
- Lincoln Financial (Greensboro, NC)
- …agreements, vendor contracts for services supporting the advisor and the mutual fund complex. * Drafting negotiating, and interpreting participation ... also provide legal support, legal project management and guidance regarding the proprietary mutual funds, including advice regarding fund operations and fund … more
- Lincoln Financial (Charlotte, NC)
- …desired . A minimum of 1-4 years of accounting, financial reporting/analysis experience in mutual fund , insurance, or public accounting environment . Mutual ... focus of this position is to ensure the Lincoln Mutual Funds successfully complete all required SEC filings timely...ensure they are filed timely and accurately. . Assures fund administration compliance with the Investment Company Act of… more
- Equitable (Charlotte, NC)
- …rules and regulations, and a foundational knowledge of variable annuity, variable life and mutual fund products as they are discussed and promoted in traditional ... providing guidance on, revisions for, and principal approval of advertising and sales material largely developed by or on behalf of individual Financial… more
- Equitable (Charlotte, NC)
- …and small group settings - in person and virtually + Managed account, mutual fund , and brokerage experience + Financial planning experience **Preferred ... build relationships with the Equitable Advisors field force and enable sales and practice growth through driving investment and advisory-related revenue generating… more
- Principal Financial Group (Charlotte, NC)
- …Collaborate with a range of governance and advisory groups, including the 40-Act Mutual Fund Board, committees, councils, and working groups. Foster strong ... Range Information** Salary ranges below reflect targeted base salaries. Non- sales positions have the opportunity to participate in a...have the opportunity to participate in a bonus program. Sales positions are eligible for sales incentives,… more