- Robert Half Accountemps (Glendora, CA)
- …In this Contract-to-Permanent position, you will play a key role in supporting mutual fund administration and client servicing tasks, ensuring compliance and ... accounting within a collaborative and fast-paced environment. Responsibilities: * Monitor mutual fund holdings to ensure compliance with regulatory requirements,… more
- BlackRock (San Francisco, CA)
- …and overcome challenges with a range of products that include separate accounts, mutual funds , iShares(R) (exchange-traded funds ), and other pooled ... to work on: + Drive business development and client service for SFI's mutual fund and ETF product offering in BlackRock's wealth channel with a focus on… more
- BlackRock (San Francisco, CA)
- …collateral pledging + Familiarity with or demonstrated interest in asset management and advising mutual funds , ETFs, money market funds , private funds ... matters related to digital assets, including exchange-traded products, private funds , and other collective investment products, tokenization, staking, collateral,… more
- City National Bank (Los Angeles, CA)
- …Bank and SEI Private Trust Company for such transactions as Corporate Actions, Mutual Fund Trades, Trust Settlements and Asset transfers. Additionally, can ... responded to. * Resolves problems and discrepancies related to mutual fund transactions, including but not limited...but not limited to incoming and outgoing transfers of mutual funds . * Coordinates with Account Officers,… more
- City National Bank (Los Angeles, CA)
- …for City National Securities (CNS). Process stock, option, fixed income, and mutual fund transactions for clients of City National Securities. Assist ... CNS clients to enter equity, option, fixed income, and mutual fund orders into the National Financial...General Securities Principal *Additional Qualifications* * Knowledge of equities, mutual funds , margin accounts, and options required.… more
- City National Bank (Los Angeles, CA)
- …asset servicing, and client account maintenance. Process money market transfers, fixed income, mutual fund , and equity trades and provide technical support for ... CNS Investment Operations and CNB Trust Operations to open, fund , and provide ongoing support and service. Ensure all...Systems for brokerage accounts preferred. * Knowledge of Equities, Mutual Funds , Fixed Income, IRA's, and 529… more
- BlackRock (San Francisco, CA)
- …investment solutions through a variety of product structures, including separate accounts, mutual funds , the industry-leading iShares(R) ETFs, and other pooled ... manages client assets invested in separate accounts and maintains and manages collective investment funds , such as group trusts and common trust funds . BTC also… more
- City National Bank (Los Angeles, CA)
- …qualified investment advisory accounts is a plus. * Advise on issues relating to mutual funds , fund -related agreements, and regulatory filings. * Work with ... Bank and its registered investment adviser, broker-dealer, and registered investment fund subsidiaries and affiliates with respect to wealth management products and… more
- BMO Financial Group (Los Angeles, CA)
- …client needs and provides solutions though the sales of managed products and services (eg mutual funds , mutual fund wrap accounts, ETF wrap accounts, ... insurance, annuities, retirement savings plans, and other similar products). Provides other solutions indirectly through referrals to business partners. + Develops internal and external networks and referral sources to grow business in the assigned… more
- US Bank (Los Angeles, CA)
- …Chief Compliance Officer (CCO) for one of our multiple series trusts (MST) containing mutual funds and exchange traded funds . This position is responsible ... may prepare and participate in webinars/calls on regulatory or RSS updates to Fund Services' clients, work on departmental projects and other tasks as assigned.… more