- Marex (New York, NY)
- …as well as providing compliance advisory services regarding various other regulatory reporting requirements, including TRACE and RTRS reporting. The position will ... unit(s). Such guidance will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practices.… more
- Regeneron Pharmaceuticals (Rensselaer, NY)
- …proactive evaluation and education of site GMP compliance against current and emerging regulatory trends. + Define and implement systems , and metrics for ... are performing with in compliance. The Director will also provide support during regulatory inspections and internal audits and work to ensure that all identified… more
- Santander US (New York, NY)
- …effective reporting systems to provide accurate and timely information on regulatory capital levels, analyzing the bank's capital adequacy with respect to RWA, ... responsible for strategic planning, assessment, with a particular focus in regulatory capital including Risk Weighted Assets (RWA) optimization. The candidate will… more
- Meta (New York, NY)
- …controls and safeguards, issue management, exams/audits, governance, data & tooling systems , and/or regulatory & compliance transparency reporting 5. Serve ... compliance function to enable our company to build products that can withstand regulatory scrutiny, and ensure Integrity continues to meet global regulatory … more
- Quantexa (New York, NY)
- …and aligned with Quantexa's internal objectives, client commitments, and complex regulatory requirements. Your immediate focus will be on compliance and security ... particularly the application of NIST SP 800-53 controls for federal information systems and NIST SP 800-171 for the protection of Controlled Unclassified Information… more
- Meta (New York, NY)
- …controls and safeguards, issue management, exams/audits, governance, data & tooling systems , and/or regulatory & compliance transparency reporting. 5. Serve ... compliance function to enable our company to build products that can withstand regulatory scrutiny, and ensure Integrity continues to meet global regulatory … more
- MUFG (New York, NY)
- …(but is not limited to) a broad range of ongoing activities related to regulatory changes, bank processes, systems issues and enhancements to the program + ... do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The… more
- TD Bank (New York, NY)
- …the business, with such advice tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. ... **Responsibilities:** + Advise business areas on firm policies and procedures, regulatory requirements and industry best practice. + Identify regulatory trends… more
- TD Bank (New York, NY)
- …and reputational loss resulting from inadequate or failed internal processes / systems , human activities, or external events. This opportunity requires you to ... operations in the US, in line with Group and regulatory requirements. The successful candidate will be a strong...to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, status as a protected veteran… more
- Justworks (New York, NY)
- … regulatory compliance and operational execution. It involves translating complex regulatory requirements into clear processes, controls, and systems that ... business information, ensuring successful submission to vendors and state agencies for licensing and regulatory compliance. This role sits at the intersection of… more