- Citigroup (New York, NY)
- …changes to rules/regulations, exchange rulebooks and other industry news including regulatory findings. + Providing oversight and guidance over the assessment of ... or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory matters as required. Serves as liaison with regulatory … more
- CSL Plasma (Cheektowaga, NY)
- …This role will ensure compliance to training needs, SOPs, processes and other regulatory or company directives are adhered in order to support the operations and ... of required information. Initiate investigation and ensure documentation of regulatory deficiencies. Determine the need for corrective action, ensure appropriate… more
- Truist (New York, NY)
- …Provide risk management support and oversight for change activities (both business and regulatory change). 6. Provide oversight and support for open risk, audit, and ... regulatory issues. Evaluate the root cause, the corrective action...knowledge of trading floor rules and regulations, order management systems , transaction execution workflows from input through settlement. +… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …the most complex situations. . Informs PMx management of important program and regulatory developments in a timely manner. . Ensures analyses and documentation are ... in own area within the organization. . Have extensive regulatory experience through authoring of regulatory briefing...usage of a broad range of quantitative tools and systems is required, as is a strong publication record… more
- American Express (New York, NY)
- …on Operational Risk within BU processes for GMNS to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience through managing a clear ... will:** * Provide additional identification of risks throughout business processes and systems (along with business process owners) * Facilitate BUs in their risk… more
- American Express (New York, NY)
- …Risk within BU processes for Tech Control Management to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience through managing a ... will:** + Provide additional identification of risks throughout business processes and systems (along with business process owners) + Facilitate BUs in their risk… more
- Catholic Health Services (Roslyn, NY)
- …Analysis for reporting to NYSDOH Communicates with and prepares responses to regulatory agencies and patients Subject matter expert Risk Management, Insurance and ... assessments and rounding Conduct medical record reviews to identify potential regulatory concerns, quality issues, and indicators of possible litigation. Manage… more
- University of Rochester (Rochester, NY)
- …triaging to Principal Investigator as necessary + Develops, implements, and monitors systems and methods to ensure quality, safety, efficiency, and consistency in ... for complex studies. + Completes annual performance evaluations/reviews for HSRS I. ** Regulatory Oversight:** Oversees and manages the regulatory details for… more
- Axis (New York, NY)
- …or creed, sex, pregnancy, sexual orientation, gender identity or expression, national origin or ancestry, citizenship, physical or mental disability, age, marital ... the organization's resilience and preparedness for business disruptions, aligning with regulatory requirements and industry best practices. This position plays a… more
- FuseMachines (NY)
- …Electronic Health Records, consulting, government contracts and the ability to comprehend regulatory landscape across other diverse sectors + Proven track record of ... level + Strong analytical skills and the ability to assess complex regulatory landscapes and translate them into actionable strategies + Excellent communication,… more