• Financial Service Sales Assistant

    Umpqua Bank (Irvine, CA)
    …quote information and mutual fund trade entry. Equity trades can be entered by Series 7 licensed employees. Accept unsolicited mutual fund and money market ... Financial Service Sales Assistant Wealth Management Tacoma, Washington Greenwood Village,...investment direction from clients. Series 7 licensed employees provide limited decision-making… more
    Umpqua Bank (08/23/25)
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  • Intermediary Sales Consultant (B/D & Dcio)

    T. Rowe Price (San Francisco, CA)
    …experience AND 5+ years of total relevant work experience. + This role requires the FINRA Series 7 and Series 66 licenses. Licenses may be obtained within ... that matter to you . Role Summary The Intermediary Sales Consultant is a sales and relationship...discrimination on the basis of race, religion, creed, color, national origin, sex, gender, age, mental or physical disability,… more
    T. Rowe Price (08/21/25)
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  • Analyst, Institutional Asset Management…

    Principal Financial Group (San Francisco, CA)
    …CFA Level I or progress preferred but not required. + FINRA licensing including SIE or equivalent, series 7 and series 63 required within 6 months + Must be ... an Institutional Distribution Analyst/Associate, you will support consultant relations and sales teams in their engagement with institutional plan sponsors and… more
    Principal Financial Group (08/25/25)
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  • Corporate & Institutional Banking Development…

    PNC (Los Angeles, CA)
    …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... product set to excel in analytics, credit, relationship management, sales and financial modeling. Geographic flexibility is important to...employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and… more
    PNC (08/09/25)
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  • Institutional Sales and Relationship…

    US Bank (San Francisco, CA)
    …a dynamic and fast-paced environment. **REQUIREMENTS** + Bachelor's degree with at least 7 years of related sales experience, preferably in the public ... Asset Management, Inc. (USBAM) is currently seeking an **Institutional Sales and Relationship Manager** to join with other team...management, trust or financial services arenas. + Current, active Series 6/ 7 & 63 certifications are desired,… more
    US Bank (08/27/25)
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  • Associate/Vice President, US Wealth Advisory Model…

    BlackRock (San Francisco, CA)
    …Strong territory management and sales skills, including profiling and resource deployment + NASD Series 7 and 66 (or 63 & 65) required + Clean U-4 + ... Due to our continued phenomenal growth, we are actively seeking client-facing sales professionals with a proven successful track record of managing an assigned… more
    BlackRock (08/26/25)
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  • Director, Fixed Income/Institutional Sales

    Fifth Third Bank, NA (Los Angeles, CA)
    …and/or Institutional Sales . + Computer/Technical: Securities Industry Essentials (SIE), Series 7 , 63 required. Thorough knowledge of Microsoft suite of ... distribution of fixed income product in assigned territory through sales of primary and secondary market investment products to...request. LOCATION -- Denver, Colorado 80202 Fifth Third Bank, National Association is proud to have an engaged and… more
    Fifth Third Bank, NA (08/30/25)
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  • Associate/VP, US Equity Sales

    BMO Financial Group (San Francisco, CA)
    …strategies. + Strong understanding of broader regulatory and financial concepts. + Series 7 , 63 + Advanced deal execution and/or project management ... to clients around the world. #bmocapitalmarkets We are seeking a highly motivated and experienced sales person to join our US Equity Sales team, based in San… more
    BMO Financial Group (08/28/25)
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  • Global Cash Equities - US Equity Franchise…

    JPMorgan Chase (San Francisco, CA)
    …strong focus on organization will be critical. Required qualifications, capabilities, and skills : + Series 7 & 63 license + Team player: work well in small ... is an opportunity for a motivated individual to join JP Morgan's Equity Franchise Sales team in either San Francisco or Los Angeles. The Equity Franchise Sales… more
    JPMorgan Chase (06/26/25)
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  • Financial Advisor Senior

    City National Bank (Los Angeles, CA)
    …Qualifications** * Minimum 5 years of investment related experience * Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or 66 * ... work in tandem with an assigned SFA to provide sales and client and colleague service support coverage. The...CIMA or Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and… more
    City National Bank (08/07/25)
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