- Columbia Bank (Irvine, CA)
- …quote information and mutual fund trade entry. Equity trades can be entered by Series 7 licensed employees. Accept unsolicited mutual fund and money market ... Financial Service Sales Assistant Wealth Management Tacoma, Washington Greenwood Village,...investment direction from clients. Series 7 licensed employees provide limited decision-making… more
- T. Rowe Price (San Francisco, CA)
- …experience AND 5+ years of total relevant work experience. + This role requires the FINRA Series 7 and Series 66 licenses. Licenses may be obtained within ... that matter to you . Role Summary The Intermediary Sales Consultant is a sales and relationship...discrimination on the basis of race, religion, creed, color, national origin, sex, gender, age, mental or physical disability,… more
- Principal Financial Group (San Francisco, CA)
- …CFA Level I or progress preferred but not required. + FINRA licensing including SIE or equivalent, series 7 and series 63 required within 6 months + Must be ... an Institutional Distribution Analyst/Associate, you will support consultant relations and sales teams in their engagement with institutional plan sponsors and… more
- US Bank (Los Angeles, CA)
- …a dynamic and fast-paced environment. **REQUIREMENTS** + Bachelor's degree with at least 7 years of related sales experience, preferably in the public ... Asset Management, Inc. (USBAM) is currently seeking an **Institutional Sales and Relationship Manager** to join with other team...management, trust or financial services arenas. + Current, active Series 6/ 7 & 63 certifications are desired,… more
- BlackRock (San Francisco, CA)
- …Strong territory management and sales skills, including profiling and resource deployment + NASD Series 7 and 66 (or 63 & 65) required + Clean U-4 + ... Due to our continued phenomenal growth, we are actively seeking client-facing sales professionals with a proven successful track record of managing an assigned… more
- Fifth Third Bank, NA (Los Angeles, CA)
- …and/or Institutional Sales . + Computer/Technical: Securities Industry Essentials (SIE), Series 7 , 63 required. Thorough knowledge of Microsoft suite of ... distribution of fixed income product in assigned territory through sales of primary and secondary market investment products to...request. LOCATION -- Denver, Colorado 80202 Fifth Third Bank, National Association is proud to have an engaged and… more
- BMO Financial Group (San Francisco, CA)
- …strategies. + Strong understanding of broader regulatory and financial concepts. + Series 7 , 63 + Advanced deal execution and/or project management ... to clients around the world. #bmocapitalmarkets We are seeking a highly motivated and experienced sales person to join our US Equity Sales team, based in San… more
- JPMorgan Chase (San Francisco, CA)
- …strong focus on organization will be critical. Required qualifications, capabilities, and skills : + Series 7 & 63 license + Team player: work well in small ... is an opportunity for a motivated individual to join JP Morgan's Equity Franchise Sales team in either San Francisco or Los Angeles. The Equity Franchise Sales… more
- Bank of America (Newport Beach, CA)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... rules, and regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel +... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (San Francisco, CA)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... Financial Solutions Advisors in the centralized segment are phone-based licensed advisors (obtaining series 7 and 66 required) that provide clients with holistic… more