- Bank of America (San Francisco, CA)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... Financial Solutions Advisors in the centralized segment are phone-based licensed advisors (obtaining series 7 and 66 required) that provide clients with holistic… more
- Bank of America (Newport Beach, CA)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... rules, and regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel +... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Wells Fargo (Van Nuys, CA)
- …**About this role:** Wells Fargo is seeking a Relationship Banker (SAFE) for our National Branch Network as part of the Consumer, Small & Business Banking division. ... **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized… more
- Bank of America (Yuba City, CA)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66...put your mind to. * Is comfortable in a sales role, finding ways to nurture strong relationships with… more
- Bank of America (Milpitas, CA)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66...minimum of one year of financial services industry or sales experience **Skills:** * Advisory * Account Management *… more
- Bank of America (San Francisco, CA)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66...minimum of one year of financial services industry or sales experience **Skills:** * Advisory * Account Management *… more
- Wells Fargo (Los Angeles, CA)
- …leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9, 10, and 63 examinations (or FINRA recognized ... increased net asset flows, lending balances and same store sales . + Develop the culture to drive employee engagement...employee engagement and growth in a branch or a series of branches + Responsible for overall management of… more
- TIAA (Pasadena, CA)
- …**Work Experience** + 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66 ... coaching plans to influence behaviors that support client centric and comprehensive sales practices to deliver results. + Educate and coach client-facing Wealth… more
- City National Bank (Beverly Hills, CA)
- …generation and organization experience * 1 to 2 years to complete licensing: Series 7 , 66 * Master financial modeling system *Compensation* Starting base ... of accurate data and documentation, this person creates in-depth sales proposals, generates investment analysis and financial planning materials...assigned to this job. *Benefits and Perks* At City National , we strive to be the best at whatever… more
- TIAA (Sherman Oaks, CA)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... Mindset, Practice Management Strategy, Prioritizes Effectively, Retirement Planning Selling, Sales , TIAA Products/Services Acumen, Wealth Due Diligence, Wealth Management… more