• Capital Markets Managing Director I- Sales

    PNC (Chicago, IL)
    7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... with insurance **Job Description** + Responsible for a team sales professionals to drive sales activities and...employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and… more
    PNC (06/11/25)
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  • Institutional Sales Support Associate

    Huntington National Bank (Chicago, IL)
    Description The Institutional Sales Support Associate plays a vital role in...obtain within 12 months of hire the FINRA SIE, Series 7 and Series 63 ... delivering exceptional service and operational support to institutional sales representatives and clients. This position will require you...1 year of Broker dealer experience + FINRA SIE, Series 7 and Series 63… more
    Huntington National Bank (07/30/25)
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  • Market Supervision Manager

    Bank of America (Northbrook, IL)
    …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... rules, and regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel +... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
    Bank of America (06/26/25)
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  • Merrill Market Supervision Manager

    Bank of America (Chicago, IL)
    …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... rules, and regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel +... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
    Bank of America (05/28/25)
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  • Preferred Banker

    Huntington National Bank (Oak Lawn, IL)
    …FINRA Licenses (required): Candidate must have 3 of the following 5 licenses in an active status: Series 6 or 7 ; Series 63 or 66; State Life and Health ... portfolio, pre-set appointments, outside calling, Centers of Influence, a disciplined sales process, new customer follow-up program, and sourcing referrals from… more
    Huntington National Bank (07/31/25)
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  • Financial Solutions Advisor - Registration…

    Bank of America (Naperville, IL)
    …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. + Earn your Security Industry Essentials (SIE), Series 7 and Series 66...minimum of one year of financial services industry or sales experience **Skills** + Advisory + Account Management +… more
    Bank of America (08/02/25)
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  • Financial Solutions Advisor - Registration…

    Bank of America (Lake Forest, IL)
    …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66...minimum of one year of financial services industry or sales experience **Skills:** * Advisory * Account Management *… more
    Bank of America (07/24/25)
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  • SVP, Regional Service Manager

    Citigroup (Chicago, IL)
    …including KYC and AML + Excellent verbal and written communication skills + Required US FINRA: SIE, Series 7 , Series 63 (or Series 66), and Series ... this role will coordinate time, effort and collaboration with sales teams and leadership). + Partners with National... sales teams and leadership). + Partners with National Client Service Manager to create and communicate CSA… more
    Citigroup (07/10/25)
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  • Wealth Management Specialist - NPD

    Bank of America (Chicago, IL)
    …registration may result in disciplinary action up to and including termination. Requirements: Either SIE, Series 7 and 66 registrations or SIE, Series 7 , ... Specialist role. This position operates in a marketing and sales development role by implementing and executing the Elite...Service Management + Process Simplification **Required Qualifications:** + Either Series 7 and 66 licenses or … more
    Bank of America (07/30/25)
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  • Financial Advisor

    First National Bank of Omaha (Sugar Grove, IL)
    …experience. + 3 years of experience in the investment or financial services industry. + FINRA Series 7 and 66 (or Series 63 & 65) registrations. + State ... Plano, Texas **About This Role:** + Business Development: Implement sales strategies and action plans to build networks and...knowledge of the finance industry and the local, state, national and global economy. + Ability to listen attentively… more
    First National Bank of Omaha (08/02/25)
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