- Bank of America (New York, NY)
- …Investments Management + Customer Service Management + Process Simplification **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent; must obtain all ... Wealth Planner and Investment Management Specialist to support the coordination all sales and service activities. Works with the Financial Advisor and/or team Senior… more
- Neuberger Berman (New York, NY)
- …Aladdin Wealth, Charles River, client reporting, and portfolio accounting systems is a plus. + Series 7 and 66 licenses are a plus (or willingness to obtain). ... seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective… more
- New York Times (New York, NY)
- …gaps, offer insights and analysis, and collaborate with our business side partners on packaging series for sales . This is a full time temporary role that will ... report to the Senior Editor, Projects & Initiatives Basic Qualifications: + At least 7 years of meaningful experience in all of the following: program planning and… more
- Citigroup (New York, NY)
- …to manage relationships both internal and external; Ability to multi-task + FINRA Securities Licenses: Series 7 and 66 (or 63 & 65) preferred, or required to ... of the individual. **Responsibilities:** + Assist the Banker in the creation of sales and marketing strategies designed to generate revenue growth and to acquire new… more
- Neuberger Berman (New York, NY)
- …Microsoft PowerPoint and Excel; experience with Bloomberg/Factset/MorningStar Direct preferred + Series 7 and 66 exams preferred \#LI-JG3 \#LI-Hybrid ... seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective… more
- Citigroup (New York, NY)
- …to manage and work across a diverse and multi-country matrix structure + Series 7 and 63 licenses preferred **Education:** + Bachelor's degree/University degree ... credit approval process + Demonstrated leadership, organizational, negotiation, presentation sales , client-relationship building, analytical and credit skills + Consistently… more
- Citigroup (New York, NY)
- …record of successful trading book management. + Required licensing and registrations - SIE, Series 7 , 63, 3 (or ability to achieve these). + Exceptional ... structure and execute complex financing solutions. + Coordinate with Origination Sales , Business Risk, and other internal organizations to ensure seamless execution… more
- HSBC (New York, NY)
- …software and tools. Must have or be able to obtain within 90 days of joining FINRA Series 7 and 63 certifications. **If you would like to apply to this position, ... and pricing infrastructure. Collaborate effectively across trading, structuring and sales teams, including support groups. Maintain capital, cost and operational… more
- BMO Financial Group (New York, NY)
- …knowledge of applicable securities laws, rules and regulations with the ability to assess firm impact. Series 7 , 63, 24 a plus. + Typically minimum of 6 years of ... audits and examinations. + Provides regulatory perspective on business group's sales and marketing materials. + Anticipates/ identifies and analyses risk and… more
- Bank of America (New York, NY)
- …work environment. + MS, MBA and/or CFA are desirable + FINRA registered representative with Series 7 & 63 required at time of hire or within 120 days ... sheets, marketing materials and presentations + Liaise and interact with financial advisors, sales and support partners on a daily basis + Proactively develop and… more