- JPMorgan Chase (New York, NY)
- …well under pressure + Strong knowledge of Bloomberg, Microsoft Excel, Word and PowerPoint + FINRA Series 7 and 63 licenses are required for the role, but can be ... The Equity Derivatives Sales Desk covers Institutional clients including Asset Managers,...basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression,… more
- Citigroup (New York, NY)
- …firm's needs. We'll support you in obtaining the required licensing examinations, including the Series 7 , 63, and 79. Once these obligations are fulfilled, we'll ... your career in one of the following areas: + ** Sales and Trading** : We'll immerse you in a...their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or… more
- City National Bank (New York, NY)
- …* Minimum 5 years of investment related experience * Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or 66 *Additional ... work in tandem with an assigned SFA to provide sales and client and colleague service support coverage. The...CIMA or Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and… more
- Bank of America (New York, NY)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... rules, and regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel +... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (Rochester, NY)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66...put your mind to. * Is comfortable in a sales role, finding ways to nurture strong relationships with… more
- Bank of America (New York, NY)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. * **Earn your Security Industry Essentials (SIE), Series 7 and Series 66...minimum of one year of financial services industry or sales experience** **Skills:** * Advisory * Account Management *… more
- Bank of America (Lynbrook, NY)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66...minimum of one year of financial services industry or sales experience **Schedule:** Monday - Fridays and rotating Saturdays… more
- Truist (New York, NY)
- …to perform the essential functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October ... 2019), Series 63, Series 87 and either the Series 86...communication skills and teaming ability. 6. Strong analytical and sales skills 7 . Proven ability to work… more
- City National Bank (New York, NY)
- …using basic software programs like Word, Excel, Power Point, etc. *Skills and Knowledge* * FINRA Series 7 and 66 (or the ability to obtain) * Knowledge of the ... career in an entrepreneurial environment and help make a sales impact? City National Rochdale, a specialized high-net-worth investment manager, is looking for… more
- City National Bank (New York, NY)
- …using basic software programs like Word, Excell, Power Point, etc. * FINRA Series 7 : General Securities Rep *Additional Qualifications* * Completion of or ... a network of potential prospects, maintain referral sources, learn sales techniques and provide full support to close and...for bonus and/or commissions. *Benefits and Perks* At City National , we strive to be the best at whatever… more