- City National Bank (New York, NY)
- …using basic software programs like Word, Excell, Power Point, etc. * FINRA Series 7 : General Securities Rep *Additional Qualifications* * Completion of or ... a network of potential prospects, maintain referral sources, learn sales techniques and provide full support to close and...for bonus and/or commissions. *Benefits and Perks* At City National , we strive to be the best at whatever… more
- Truist (New York, NY)
- …to perform the essential functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October ... flow, reacting with quick-takeaways to stock-moving developments Interacts with sales , trading, corporate management teams/ contacts, and institutional clients...2019), Series 63, Series 87 and either the Series 86… more
- Wells Fargo (Purchase, NY)
- …leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9, 10, and 63 examinations (or FINRA recognized ... increased net asset flows, lending balances and same store sales . + Develop the culture to drive employee engagement...employee engagement and growth in a branch or a series of branches + Responsible for overall management of… more
- Bank of America (New York, NY)
- …years of demonstrated experience with sales and building, leading, managing and coaching a team + Series 7 & 66 (63 and 65) required and Series 9 & 10 or ... are meeting and achieving hurdles + In alignment with national program, lead training and develop activities, tools, and...and counsel Advisor Trainees on strategic business drivers. + Sales Force Expansion: Support sales management in… more
- City National Bank (New York, NY)
- …generation and organization experience * 1 to 2 years to complete licensing: Series 7 , 66 * Master financial modeling system *Compensation* Starting base ... of accurate data and documentation, this person creates in-depth sales proposals, generates investment analysis and financial planning materials...assigned to this job. *Benefits and Perks* At City National , we strive to be the best at whatever… more
- NBT Bank (Fairport, NY)
- …service provider. Unique Job Characteristics and Requirements: NASD Series 6 and Life License. Series 7 preferred. If not Series 7 licensed, FC will ... makes appropriate recommendations. Meets regularly with assigned branches to discuss sales ideas, referral opportunities, sales efforts, current investment… more
- City National Bank (New York, NY)
- …or Ultra High Net Market markets * 2 + years delivering formal client presentations * FINRA Series 7 and 63 or 66 licenses * Ability to travel 40-50% of the time ... industry developments. * Ensure that the transition from the sales process to portfolio management is smooth and accurate....for bonus and/or commissions. *Benefits and Perks* At City National , we strive to be the best at whatever… more
- Truist (New York, NY)
- …performing/utilizing the aforementioned. * Must have passed at least 1 of the following exams: SIE; 7 Top Off (or Series 7 if licensed prior to 2019); ... draft research commentary. * Work closely with Capital Markets, sales , and trading to help leverage the analyst's research...Series 63; Series 87; or Series 86 or FINRA… more
- TD Bank (Flushing, NY)
- …Experience:** + Bachelor's degree strongly preferred + 2+ years of providing advice, planning and investment sales + SIE, Series 7 , Series 63 required + ... for TD Wealth clients + Meets quarterly and annual sales goals + Deepens wallet share by anticipating client...Required to have L&H and Series 66 (or equivalent) or the ability to obtain… more
- Nuveen Investments (New York, NY)
- …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... Client Engagement: Maintaining relationships with internal institutional and wealth sales channels, responding to product information requests, providing technical … more