- City National Bank (New York, NY)
- …skills and credentials and communicate development needs to CN Rochdale Managers. * Series licenses 7 , 24 preferred *WHAT'S IN IT FOR YOU?* ... YOU NEED TO SUCCEED? *Required Qualifications** * Bachelor's Degree or equivalent * 5- 7 years experience in financial services * 2-3 years experience in management… more
- T. Rowe Price (New York, NY)
- …of education and relevant experience AND + 8+ years of total relevant work experience + FINRA Series 7 AND 63/65, OR Series 7 AND 66 Preferred: + ... Role Summary The Alternative Investment Internal Consultant partners with external sales professionals to develop territories and manage relationships with Financial… more
- Citizens (Rochester, NY)
- …receive training materials, coaching, and dedicated time and support to successfully pass your Series 7 and 66 exams. The Investment Assistant II works closely ... up on referrals received from business partners, and providing sales activity reporting. Travel within assigned geographic location may...SIE licenses required + Must be able to obtain Series 7 and 66 within specific timeframe… more
- Wells Fargo (Syracuse, NY)
- …Industry Essentials (SIE) exam or equivalent **Desired Qualifications:** + Successfully completed FINRA Series 7 and 66 (or 63 and 65) exams to qualify ... below **Required Qualifications:** + 6+ months of Customer Service, Sales , Relationship Building experience, or equivalent demonstrated through one...is required for ongoing employment in this position. FINRA Series 7 and 66 (or 63 and… more
- Bank of America (Melville, NY)
- …negotiating with a team of bank associates to solve client problems. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & ... + Acquires, deepens, and maintains profitable client relationships through sales , prospecting, and enhancing existing relationships + Understands and interprets… more
- US Bank (New York, NY)
- …in a financial sales position, preferably working with the affluent client segment + FINRA Series 7 and 66 or, Series 7 and 63/65 combination and ... across the organization + Centralized marketing support, local marketing, and sales enablement tools including thought leadership content, local events, social… more
- TD Bank (New York, NY)
- …for HNW, MA and/or Institutional clients + Certified Financial Planner (CFP) designation is preferred + Series 7 , Series 63 + 65 or 66 and Series ... segments and channels + Develops and executes Market oriented plans to achieve sales , revenue, and net asset growth objectives in investments, lending, and deposits… more
- JPMorgan Chase (New York, NY)
- …Skills** + Minimum of 5 years' experience in investments and financial institutions + SIE, Series 7 , and Series 66 licenses (mandatory to obtain within 90 ... advisor and their clients. Assist advisors with client proposals. + Present on national and regional call series , manage communication with your assigned… more
- Neuberger Berman (New York, NY)
- …communication, and ability to articulate and present ideas effectively both orally and in written form. + Series 7 , 63 and 65 or Series 7 and 66 licenses ... is seeking an Alternatives Specialist to join the North American Intermediary Sales team in the New York office. **Responsibilities** + Support of Alternatives… more
- BMO Financial Group (New York, NY)
- …surfaces, trading procedures, regulatory requirements, pricing, and hedging strategies. + Required licenses: Series 7 , 63, and 55. Need for Series 4 ... grow client share and increase revenue. + Collaborate with sales , trading and research teams across the platform for...the Bank's risk appetite with client needs. **Qualifications:** + 7 + years of relevant experience, with a degree in… more