- Citigroup (New York, NY)
- …+ Ability to work effectively in a team-oriented environment + Ability to travel + Series 7 , 66, 31 **Job Family Group:** Private Client Product Services **Job ... and hedge fund investment knowledge, exceptional relationship management, communication and sales skills, and a strong focus on execution. **Key Responsibilities:**… more
- JPMorgan Chase (New York, NY)
- …equivalent + Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or 66 if required), and ... options to access their accounts 24 hours a day/ 7 days a week. **Job responsibilities** + Delivers an...skills** + 1+ year of experience in Retail banking sales , Financial services sales , Consultative relationship … more
- TD Bank (New York, NY)
- …& Experience:** + Undergraduate degree in Business (Accounting or Finance) or Mathematics/Economics; + Series 7 , 79 and 63 + 0-3 years of related experience ... the transaction-oriented nature of banking and the markets-facing aspects of sales and trading. The role combines the technical, client-focused, project-based work… more
- MUFG (New York, NY)
- …communication and writing skills. Results driven, with a strong sense of accountability + Series 7 , 63, and 79 (or obtained shortly after joining) The typical ... CLO Issuers, senior execution team members, Middle Office and Operations, Syndicate, Sales , Legal Counsel, Investors, and Rating Agencies throughout all phases of… more
- TD Bank (New York, NY)
- …controls, processes enhancements, investment platform, and wealth products experience required + Series 7 , 24, 66 (or equivalent) FINRA Registrations + ... + Sits between traditional Retail Wealth Management and institutional trading and sales + Provides direct access to trading desks for equities, fixed income,… more
- HSBC (Buffalo, NY)
- …with Compliance, Credit & Risk and Internal Control to ensure a balanced risk operating environment + Series 7 , 63, 65 or 66 (in lieu of 63 and 65), Life and ... succeed in this role: + Meaningful experience in nontraditional banking financial sales , providing client recommendations and increasing sales , and building and… more
- JPMorgan Chase (Garden City, NY)
- …staff **Required Qualifications, Capabilities, and Skills** + Bachelor's degree required + Series 7 , 66 and Insurance licenses required for position; unlicensed ... + Develop investment policy statements and advise on asset allocation + Closes sales of complex investment products + Support coordination of sales effort… more
- Bank of America (Staten Island, NY)
- …investing and giving they need to remain vibrant and vital. **Required Qualifications:** + **Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses** + ... Two years' experience working in the financial service industry and/or a sales environment where goals were met or exceeded + Minimum of one year experience in the… more
- Guardian Life (New York, NY)
- …and/or alternative investments + Bachelor's degree or equivalent work experience + Series 7 , 65/66 required; professional designations (CIMA, CFP, CPWA) a ... and respect of multiple contingent internal and external partners. + An established sales person, who can deliver complex concepts in a concise easy to understand… more
- JPMorgan Chase (New York, NY)
- …Qualifications, Capabilities, Skills** + Bachelor's degree required; MBA or CFA preferred + Series 7 , 66 and Insurance licenses required for position; unlicensed ... + Develop investment policy statements and advise on asset allocation + Closes sales of complex investment products + Support coordination of sales effort… more