- Bank of America (Charlotte, NC)
- National Financial Solutions Advisor I (Charlotte, NC) ( Series 7 Required) Charlotte, North Carolina **To proceed with your application, you must be at least ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ National -Financial-Solutions-Advisor-I--Charlotte--NC Series - 7 -Required-\_25025608) **Job Description:** At… more
- Bank of America (Charlotte, NC)
- Life Services Financial Solutions Advisor ( Series 7 & 66 required) Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of ... knowledge of internal and regulatory policies, procedures, and processes **Required Qualifications:** + Series 7 , and 66 or equivalent (required) + Minimum of… more
- PNC (Charlotte, NC)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... relationships. Provides superior client experience. + Works closely with sales team, relationship managers, traders and other internal service...employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and… more
- PNC (Charlotte, NC)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... and as part of deal teams. + Partners with sales team, relationship managers, traders and other internal service...employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and… more
- TIAA (Charlotte, NC)
- …Preferred **Work Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... overall book management strategy. + Provides client service and sales support as a part of the Wealth Management...**Required:** + 2+ years of financial services experience + Series 7 , 66 (or 63 & 65),… more
- TIAA (Charlotte, NC)
- …associates up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently ... 1600 current associates began their TIAA journeys in our National Contact Center (NCC) and later changed course, ultimately...+ No Experience Required **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series … more
- Bank of America (Charlotte, NC)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... Financial Solutions Advisors in the centralized segment are phone-based licensed advisors (obtaining series 7 and 66 required) that provide clients with holistic… more
- TIAA (Charlotte, NC)
- …Preferred **Work Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... Sedentary Work **Career Level** 6IC **Required:** + 2+ years of financial services experience. + Series 7 , 66 (63 and 65), and life and health insurance licenses… more
- Wells Fargo (Kannapolis, NC)
- …**About this role:** Wells Fargo is seeking a Relationship Banker (SAFE) for our National Branch Network as part of the Consumer, Small & Business Banking division. ... **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized… more
- Huntington National Bank (Winston Salem, NC)
- …FINRA Licenses (required): Candidate must have 3 of the following 5 licenses in an active status: Series 6 or 7 ; Series 63 or 66; State Life and Health ... portfolio, pre-set appointments, outside calling, Centers of Influence, a disciplined sales process, new customer follow-up program, and sourcing referrals from… more