- Wells Fargo (Charlotte, NC)
- …experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) ... increased net asset flows, lending balances and same store sales . + Develop the culture to drive employee engagement...18 months of experience functioning as a registered representative, Series 7 , within the five-year period immediately… more
- Huntington National Bank (Winston Salem, NC)
- …FINRA Licenses (required): Candidate must have 3 of the following 5 licenses in an active status: Series 6 or 7 ; Series 63 or 66; State Life and Health ... portfolio, pre-set appointments, outside calling, Centers of Influence, a disciplined sales process, new customer follow-up program, and sourcing referrals from… more
- Bank of America (Charlotte, NC)
- …often serve as the most frequent point of contact with Merrill. Fully registered ( Series 7 , 63, 65, & 66). Partial registration may be considered. **Specific ... The **Registered Wealth Management Client Associate** role is a sales support position, typically providing dedicated operational and ...the role:** + Candidates are **required** to currently hold Series 7 & 66 or 63/65 +… more
- Truist (Charlotte, NC)
- …may be made to enable individuals with disabilities to perform the essential functions. + FINRA Series 7 , 24, 53, and 66 licenses ( Series 9&10 can be used ... and escalate complex matters to Team Lead and/or Divisional Sales Management. + Review of Electronic Correspondence/Social Media Review...in lieu of 53. Series 63&65 can be used in lieu of … more
- Wells Fargo (Charlotte, NC)
- …Management as part of Wells Fargo Advisors. This role is part of the National Sales organization and is designed for a driven, strategic, and results-oriented ... Group and FiNet channels to drive product and platform sales . Learn more about our career areas and lines...experience, training, military experience, education + Successfully completed FINRA Series 7 exam to qualify for immediate… more
- Bank of America (Fuquay Varina, NC)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66...minimum of one year of financial services industry or sales experience **Skills:** * Advisory * Account Management *… more
- Wells Fargo (Charlotte, NC)
- …the following: work experience, training, military experience, education + Successfully completed FINRA Series 7 Series exam to qualify for immediate ... engage with Premier Financial Advisors and Managers to drive sales growth across a broad suite of investment and...FINRA recognized equivalents) **Desired Qualifications:** + Successfully completed FINRA Series 63 and 65 (or 66) exams to qualify… more
- Equitable (Charlotte, NC)
- …years of work experience related to the Product Manager responsibilities with ERISA/Retirement Plan products. + Series 7 , Series 66 OR Series 63 and 65. ... a strong understanding of ERISA/retirement plan product offerings including 401k, 403(b)( 7 ), SEP, Simple IRA plans and other retirement related markets. +… more
- Bank of America (Charlotte, NC)
- …years of demonstrated experience with sales and building, leading, managing and coaching a team + Series 7 & 66 (63 and 65) required and Series 9 & 10 or ... are meeting and achieving hurdles + In alignment with national program, lead training and develop activities, tools, and...and counsel Advisor Trainees on strategic business drivers. + Sales Force Expansion: Support sales management in… more
- TIAA (Durham, NC)
- …Preferred **Work Experience** + 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... Mindset, Practice Management Strategy, Prioritizes Effectively, Retirement Planning Selling, Sales , TIAA Products/Services Acumen, Wealth Due Diligence, Wealth Management… more