- Bank of America (Galveston, TX)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. + Earn your Security Industry Essentials (SIE), Series 7 and Series 66...minimum of one year of financial services industry or sales experience + Bi-lingual Spanish speaking **Skills:** + Advisory… more
- Bank of America (Mckinney, TX)
- …where you receive dedicated and personalized classes for your **Securities Industry Essentials [SIE], Series 7 and Series 66 Exams** . Once you obtain ... appropriate solutions. + Earn your Security Industry Essentials (SIE), Series 7 and Series 66...minimum of one year of financial services industry or sales experience **Skills:** * Advisory * Account Management *… more
- Bank of America (Fort Worth, TX)
- …Industry licenses, where you receive dedicated study time for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... resources throughout your career journey. **Required Qualifications:** + Holds Series 7 and 66 licenses or ...Series 66 + Displays confidence working in a sales role + Builds strong client relationships through effective… more
- Wells Fargo (Rockwall, TX)
- …Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to qualify ... may include most Saturdays + Adherence to Wells Fargo sales practices risk management culture + Current registration for...practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA… more
- First National Bank of Omaha (Frisco, TX)
- …experience. + 3 years of experience in the investment or financial services industry. + FINRA Series 7 and 66 (or Series 63 & 65) registrations. + State ... Packages **About This Role:** **Key Responsibilities:** + **Business Development:** Implement sales strategies and action plans to build networks and third-party… more
- Truist (Houston, TX)
- …to perform the essential functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October ... 5. Formulates investment ideas. 6. Writes draft research commentary. 7 . Depending on experience and the needs of the...the individual analyst, may work closely with Capital Markets, sales , and trading to help leverage the analyst's research… more
- First National Bank of Omaha (Plano, TX)
- …experience. + 3 years of experience in the investment or financial services industry. + FINRA Series 7 and 66 (or Series 63 & 65) registrations. + State ... Plano, Texas **About This Role:** + Business Development: Implement sales strategies and action plans to build networks and...knowledge of the finance industry and the local, state, national and global economy. + Ability to listen attentively… more
- City National Bank (Houston, TX)
- …* Completion of or pursuit of CFA designation, MBA or both. * FINRA Series 7 : General Securities Rep * Excellent knowledge in the following areas: ... a network of potential prospects, maintain referral sources, learn sales techniques and provide full support to close and...for bonus and/or commissions. *Benefits and Perks* At City National , we strive to be the best at whatever… more
- Athene (TX)
- …experience required. + Knowledge of Fixed Annuity and RILA Marketplace. + Life & Health, FINRA Series 7 and Series 63 licenses. Must have or obtain FINRA ... Bank Channel. The VP will partner with the Division Sales VP in developing and leading the wholesaling efforts...Licensing ( Series 6) within 6 months of employment. + Proven… more
- TIAA (Frisco, TX)
- …Preferred **Work Experience** + 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... Mindset, Practice Management Strategy, Prioritizes Effectively, Retirement Planning Selling, Sales , TIAA Products/Services Acumen, Wealth Due Diligence, Wealth Management… more