- TD Bank (Charlotte, NC)
- …practices + Lead and draft responses to inquiries from regulators and respond to internal audit findings + Develop and use metrics (KRIs/KPIs) to oversee and ... drafting responses and preparing evidence packages for regulators and internal audit + Excellent verbal and writing...0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel -… more
- TD Bank (Charlotte, NC)
- …work hands-on to drive key initiatives across compliance, operational risk management, and audit functions, works well in a team dynamic to ensure the seamless ... and compliance issues + Consult with key stakeholders on solutions based on good internal models and advice + Recognize that risk management and compliance are about… more
- Otsuka America Pharmaceutical Inc. (Raleigh, NC)
- …ready, oversee clinical trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. ... overall Global Quality (GQ) strategy. + This position is responsible for ensuring internal and external sites are inspection ready, resources are provided on site… more
- Grant Thornton (Charlotte, NC)
- …practice. As part of our Risk team, you will help our clients assess their internal controls environment via Internal Audit , SOX Readiness / Compliance, and ... or MIS), Business Management/Administration (emphasis in Accounting or MIS), Data Analytics, Internal Audit , Information Technology, MIS or related field. A… more
- Cardinal Health (Raleigh, NC)
- …regulatory and internal sources to determine Supplier risk profiles. + Audit Program: Prepares and/or review audit reports, ensure adequacy of supplier ... Private Label, consisting of the following: (1) Risk Assessment Program, (2) Audit Program, (3) Maintenance of Quality Agreements, and (4) Maintenance of the… more
- TD Bank (Charlotte, NC)
- …for testing, monitoring, risk assessment, reporting and other activities** + ** Internal Audit , regulatory exam, and ongoing supervision management, finding ... with internal and external business partners (eg, Internal Audit , external consultants) to respond to...0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel -… more
- Truist (Raleigh, NC)
- …assessments and tests of SOX IT, and assist management response for identified Audit and compliance gaps. + Ensure internal compliance to SOX requirements. ... a variety of audiences, including the regulators/examiners.. + fulfills external and internal requests, communications with internal and external clients. +… more
- TD Bank (Charlotte, NC)
- …+ 5+ years of experience **Desired Qualifications:** + **Prior testing, audit or business operations experience in areas involving regulatory compliance.** + ... **Prior experience with execution of testing or audit activities, specifically with regards to findings and issues management.** + **Detail oriented and… more
- TD Bank (Charlotte, NC)
- …business management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, ... processes or functional programs + Contact for business management, external/ internal auditors, dealing with non-routine information + Recommends and implements… more
- TD Bank (Charlotte, NC)
- …are a plus.** + **5+ years of experience in compliance, risk management, internal audit , or related fields, with demonstrated leadership or team management ... and alignment with regulatory expectations.** + **Participate in regulatory reviews, internal audits, and compliance testing as needed.** The above details are… more