- PNC (Coral Gables, FL)
- …origination, financial analysis, negotiation and documentation of credit and non -credit products and services. + Manages risk/return and drives quality for new ... the full range of PNC's products and services. Leverages reporting and sales tools to proactively identify and successfully...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the technology, platforms, data and analytics of RJF Risk Management across all financial and non - financial risk stripes. Drive development of critical ... replacement, selection, and implementation of vendor tooling across Risk ( Financial and Non - financial ), in partnership...across the risk organization. + Ensure accurate and timely regulatory risk reporting and interface with … more
- Citigroup (Tampa, FL)
- …& design, MCA, QA, Monitoring & Testing, Issue Management and/or Governance Reporting & Analysis for effective end to end oversight, design, implementation, and ... MCA program, including the annual/semi-annual/quarterly/monthly attestation, quality oversight, and related reporting . + Help assist in the execution of the MCA in… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …The role involves assisting with model documentation reviews, data validation, testing, and reporting , in accordance with regulatory guidance (eg, SR 11-7 and ... is detail-oriented, eager to learn, and interested in the financial and non - financial risk analytics,...financial models operate and produce outputs. + Learn regulatory expectations and apply them to model validation work.… more
- TD Bank (Jacksonville, FL)
- …assess weaknesses and gaps with TD's policies, procedures, and expectations or non -compliance with key laws and regulatory requirements. Testing teams implement ... related regulatory requirements + Develops testing documentation and results reporting in-line with testing requirements + Understands the use of controls for… more
- Coinbase (Tallahassee, FL)
- …Controls (ITACs), ensuring comprehensive coverage and assessment of IT-dependent financial reporting and operational processes. A strong understanding ... automation tools. * Deep understanding of the crypto, payments, and/or broader financial services industry, including emerging risks, regulatory landscapes, and… more
- Citigroup (Tampa, FL)
- …Qualifications:** + 20+ years of direct experience as a senior Non - Financial Risk professional (eg data, technology, or reporting risk) or relevant ... ORM function oversees the design and implementation of the non - financial risk management framework. Key objectives of... and risk data, along with an understanding of regulatory , compliance, risk management, and financial management… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …designed to provide high net worth clients with a platform of non -traditional investment opportunities. Coverage universe will span the spectrum of hedge funds, ... private equity funds, real estate funds, managed futures funds, and other non -traditional investment opportunities. The Director is expected to lead onsite diligence… more
- TD Bank (Fort Lauderdale, FL)
- …requiring further attention + Reviews all incoming incidents and filters investigations for financial crime or non -criminal nature and forwards on to the ... more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The US ...and flag potential deviations and unusual activity + Ensures reporting is filed in accordance with regulatory … more
- JPMorgan Chase (Tampa, FL)
- … authorities (eg, plan remediation, testing requirements, compliance reporting ). + Ensure effective identification, quantification, communication, and management ... mitigation + Familiarity with risk management frameworks, industry standards, and financial industry regulatory requirements + Proficient knowledge and expertise… more