- Bank of America (New York, NY)
- Global Markets Non - Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets- Non - Financial - Regulatory - Reporting --GM-NFRR--Operational-Monitoring\_25044238) **Job Description:**… more
- Raymond James Financial, Inc. (New York, NY)
- … Analyst_ ) plays a key role in supporting the firm's compliance with non - financial regulatory reporting requirements. Leveraging advanced knowledge and ... + Performs other duties and responsibilities as assigned **Knowledge of** : + Non - Financial Regulatory reporting requirements + Financial market… more
- JPMorgan Chase (Brooklyn, NY)
- …analysis, quality assurance, and the ongoing evolution of the firm's US and Non -U.S. Regulatory Reporting platforms. The FRRA Innovation team develops ... **About the Team** The Firmwide Regulatory Reporting & Analysis (FRRA) team,...major financial institutions, with deep expertise in regulatory reporting , technology transformation, and organizational change.… more
- Santander US (New York, NY)
- Sr. Analyst, Regulatory Reporting Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the financial ... to Talk to You!** **The Difference You Make:** The Regulatory Reporting function is responsible for the...or equivalent field. - Required. + 3+ Years Accounting, Financial reporting or Auditing field - Required.… more
- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance… more
- Scotiabank (New York, NY)
- …(Regulation QQ), and support with implementation of any required changes based on regulatory reporting standards and guidelines. + Assist with the US Liquidity ... to the overall success of the US Treasury team by supporting regulatory compliance, enhancing liquidity reporting and analytics, and executing strategic… more
- Scotiabank (New York, NY)
- …QQ), and support with implementation of any required changes based on regulatory reporting standards and guidelines. + Actively participate in developing ... Reporting & Analytics team for Scotiabank to ensure regulatory compliance, prepare and enhance liquidity reporting ...degree in business, accounting, finance, mathematics or economics. A non -business degree combined with CFA or FRM would be… more
- Capital One (New York, NY)
- …deliverables. + Support development of well-structured, accurate drafts of regulatory deliverables, including periodic supervisory reporting . + Monitor ... Manager, Regulatory Affairs & Liaison Support Capital One, a...nation's top 10 banks, offers a broad spectrum of financial products and services to consumers, small businesses and… more
- TD Bank (New York, NY)
- …area and business + Contact for business management, dealing with non -routine information + Manages/assists with regulatory reviews including inquiries, ... Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more