- Capital One (New York, NY)
- …and unblock teams to land business impact + At least 3 years of Financial Services industry experience, including familiarity with regulatory practices + At ... Diverse perspectives and experiences are valued as we work to redefine the financial sector. As a **Director of our Integration Program Planning** team, you will… more
- JPMorgan Chase (New York, NY)
- …knowledge of the 1940 Act and European fund regulation as well as regulatory reporting requirements in respective jurisdictions. + A good understanding of ... Solutions capability brings "best of class" sourcing and offerings of non -traditional investment strategies to Institutional, Private Banking and Wealth Management… more
- MUFG (New York, NY)
- …RMs on administrative tasks and internal or client inquiries, such as regulatory reporting , documentation preparation and circulation, and business trip or ... and proofreading skills. + Knowledge of domestic and foreign financial markets and products, including non -banking ...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- Excellus BlueCross BlueShield (Rochester, NY)
- …Manager of Actuarial Services is responsible for managing a team that preforms financial projections and actuarial analyses for complex projects in support of our ... research to determine appropriate claim reserves and related liabilities, forecasts financial results; prepares financial reports; establishes insurance rates,… more
- TD Bank (New York, NY)
- …audit, testing and/or quality assurance experience + Knowledge of financial institution laws/regulations, strategies and risk management/compliance programs + ... Understands risk identification, risk analysis, and risk mitigation according to regulatory requirements and best business practices + Develops strong relationships… more
- Bloomberg (New York, NY)
- …Bloomberg's non -regulated products and services. We work to address regulatory issues, ensure compliance with current/developing AML rules and regulations, and ... role?** Being part of the global AML team and reporting directly to the global Head of AML Compliance,...candidate will demonstrate strong working knowledge of current AML/CFT regulatory requirements and relevant financial industry know-how… more
- ManpowerGroup (New York, NY)
- …for complex institutional clients, including foreign and domestic entities, banks, and non -bank financial institutions. + **PEP & Sanctions Analysis:** Identify ... Our client, a leading financial services organization, is seeking a AVP, KYC...Customer (KYC)** operations. This role requires a blend of regulatory theory and hands-on operational experience in **Customer Identification… more
- Wells Fargo (Astoria, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed...Small and Business Banking division. This is an interim non -exempt position. Successful completion and certification of the Branch… more
- TD Bank (New York, NY)
- …associated safety/efficacy profiles, clinical trial design strategies, etc.) and non -scientific (analyzing intellectual property, financial status, market ... stock recommendations to institutional investor clients. Job tasks include financial modeling, interviews with physician experts and company managements, conducting… more
- CUNY (New York, NY)
- …all legal services for the School (governance, employment/labor, student affairs, regulatory compliance, public safety, athletics, financial matters, contracts, ... advice on issues relating to labor and employment, student affairs, financial matters, a broad-spectrum contracts and procurement, ethics, litigation, compliance,… more