- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... Firm. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Key… more
- TD Bank (New York, NY)
- …Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments & ... Management\. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice.… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The Vice President… more
- TD Bank (New York, NY)
- …assessments for a specialized function. **Depth & Scope:** + Provides specialized analysis, non -standard reporting , and operational support to the HR team + ... and interaction points with other related areas as well as regulatory issues/requirements for jurisdictions supported **Education & Experience:** + Undergraduate… more
- Raymond James Financial, Inc. (New York, NY)
- …projects and duties as assigned. **Knowledge of** + Strong knowledge of Sanctions regulatory requirements. + Financial markets, products, financial advisory ... skills obtained through education and experience, to lead AML- and Financial Crimes Management (FCM), Sanctions-related projects, programs, or processes regarding… more
- TD Bank (New York, NY)
- …relevant regulatory requirements. + Strong Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- TD Bank (New York, NY)
- …Protect the interests of the organization - identify and manage risks, and escalate non -standard, high-risk activities as necessary + Conduct reporting and / or ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- Lincoln Financial (Albany, NY)
- …the enterprise *Supports Finance by providing information and exhibits needed for financial reporting *Meets all deadlines and provides accurate information ... and encourages innovation, improvements, and efficiencies where possible in the reserving/ reporting processes *Collaborates heavily with financial and pricing… more
- City of New York (New York, NY)
- …activities and Agency responses to those audits; the review of required Federal grant reporting ; the coordination of the City's Financial and Single Audits; the ... Report, and the Agency Internal Control Statement; preparation and reporting of quarterly metrics identified by DOI; and developing...is also tasked with auditing DCAS program to reimburse Non -Public schools (Local Law 2 of 2016) for allowable… more
- TD Bank (New York, NY)
- …+ Knowledge of emerging payment rails like Instant Payments + Familiarity with regulatory reporting such as EFTR Fintrac, sanction screening, fraud detection, ... for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related… more