- TD Bank (New York, NY)
- …surveillance and business conduct reviews. + Compile Electronic Trading management reporting on trade capture metrics, regulatory scorecards, policy exceptions ... & Sales teams and Desk Heads / Supervisors. + Understanding of key non - financial risk (eg, market, credit, operational) concepts, controls and applicability to… more
- Bank of America (New York, NY)
- …responsibilities include performing forecasting, profitability analysis, expense efficiency, pricing, financial reporting , and generating value creation ideas ... current and future business risks, and preparing, analyzing, and reporting on financial results and key metrics...(linear regression, standard deviation, time series analysis, etc) + Regulatory Reporting experience + eLedger, EPM /Essbase… more
- Scotiabank (New York, NY)
- Associate, US Treasury - Liquidity Reporting & Analytics **Requisition ID:** 224019 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown ... in an inclusive and high-performing culture. **Associate, US Treasury - Liquidity Reporting & Analytics - New York, NY** **Global Transaction Banking** Global… more
- American Express (New York, NY)
- …and non -technical audiences o Leverage data visualization tools and reporting automation solutions where appropriate to enhance the efficiency and accuracy of ... in a safe, sound and fully compliant manner within all applicable regulatory expectations. We create and maintain the overall risk management framework while… more
- TD Bank (New York, NY)
- …a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing ... + Contact for business management, external/internal auditors, dealing with non -routine information + Manages/assists with regulatory reviews including… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** The Global Sanctions, ... Anti-Bribery, Anti-Corruption (ABAC), and Financial Crime Risk Management Screening team (GSA) is the designated Owner of TD Bank's Enterprise-wide Sanctions and… more
- SMBC (New York, NY)
- …liquidity risk, profitability drivers, market landscape, and an understanding of non -bank lender regulatory requirements. **Role Objectives** + Closely ... guidance on originator/service credit profiles, review and understand potential regulatory /political issues within different non -bank financing products, and… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk ... Exit and Watchlist Management team is to oversee the financial crime customer exits at the bank and manage...team reviews FCRM exit decisions and oversees the tracking, reporting , escalations, and restrictions related to customers identified as… more
- New York State Civil Service (Albany, NY)
- …experience in data modeling, integration, and ensuring the quality of data in regulatory and financial environments. The role demands a collaborative mindset, ... NY HELP No Agency Financial Services, Department of Title Surveillance Operations Analyst...Annually Employment Type Full-Time Appointment Type Permanent Jurisdictional Class Non -competitive Class Travel Percentage 0% Workweek Mon-Fri Hours Per… more
- New York Genome Center (New York, NY)
- …effective financial controls and compliance with all technical and regulatory accounting standards related to non -profit and research organizations, as ... accounts payable, payroll, tax planning and filings, internal and external financial reporting , cash flow management, budgeting, procurement, grants accounting… more