- Citigroup (New York, NY)
- …consumption points. + Expertise in data quality management and its impact on risk reporting and financial regulatory compliance. + Ability to influence and ... Create and deliver technology implementation roadmaps, ensuring that both business and regulatory requirements are met. **Role Overview** Sitting within the ERM Data… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk. **Key Responsibilities:** + Reporting : With the Head of Surveillance ... Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance… more
- Marex (New York, NY)
- …Options, Structured Products trading activities as well as knowledge of various regulatory reporting requirements. The position will primarily focus on providing ... activities. + Serve as a subject matter expert ("SME") on products, regulatory reporting , and broker-dealer operations by maintaining proficient knowledge of… more
- TD Bank (New York, NY)
- …experience in Compliance, Risk Management, or Third-Party Risk Management within financial services.** + **Strong understanding of regulatory expectations ... Compliance Program Senior Manager to support the CPM function and overall Regulatory Compliance Management (RCM) Program and Framework. This role will develop and… more
- TD Bank (New York, NY)
- …-on experience (from a 1st Line or 2nd Line perspective) in non - financial risk assessment **Customer Accountabilities:** + Develops and operationalizes ... RCSA Manager** provides a broad range of research, analysis, reporting , monitoring and/or operational process support within a defined...and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make… more
- Binghamton University (Binghamton, NY)
- …of accounting principles and practices, with a track record of overseeing accurate financial reporting , regulatory compliance, and audit readiness; + ... support strategic decision-making and gifts stewardship; + direct accounting, budgeting, and financial reporting activities; + oversee reporting processes… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... entities and systems to assure TDS positions are reported on time. + ** Reporting :** With the Global Head and key stakeholders: assist with leading oversight… more
- University of Rochester (Rochester, NY)
- …including programs to address anti-corruption, research ethics, privacy laws, and financial aid compliance. Compliance Investigations and Reporting : + Oversee ... complex regulatory and compliance issues to both technical and non -technical audiences. Experience in presenting to boards or senior leadership. Required +… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager, Financial Crime Risk ... critical program initiatives and handling complex/high-risk matters and escalations. The Financial Crimes Risk Management (FCRM) Know Your Customer (KYC) Program… more
- TD Bank (New York, NY)
- …complexity with high-risk/ financial impact + Identifies and investigates non -standard operational/ reporting / process issues + Provides recommendations or ... the world, focusing selectively and strategically on the key financial centers: Toronto, New York, London, Singapore and Tokyo....MBS trading/sales desk directly + Trace Monitoring, Fed Dollar Reporting + Assisting the MBS trading desk with Agency… more