- TD Bank (New York, NY)
- …**Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit, regulatory ... area and business + Contact for business management, dealing with non -routine information + Manages/assists with regulatory reviews including inquiries,… more
- Marex (New York, NY)
- …Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including TRACE and RTRS reporting . ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access...+ Serve as a subject matter expert on products, regulatory reporting , and broker-dealer operations by maintaining… more
- Raymond James Financial, Inc. (New York, NY)
- …the technology, platforms, data and analytics of RJF Risk Management across all financial and non - financial risk stripes. Drive development of critical ... replacement, selection, and implementation of vendor tooling across Risk ( Financial and Non - financial ), in partnership...across the risk organization. + Ensure accurate and timely regulatory risk reporting and interface with … more
- TD Bank (New York, NY)
- …area and business + Contact for business management, dealing with non -routine information + Manages/assists with regulatory reviews including inquiries, ... the team by providing the Business areas with objective guidance on regulatory compliance controls, processes, and implementation of Compliance programs to mitigate… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk. **Key Responsibilities:** + Reporting : With the Head of Surveillance ... Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance… more
- TD Bank (New York, NY)
- …programs, governance, and risk frameworks.** + **Experience with management reporting / reporting routines (excluding Board reporting ), regulatory exams, ... and influence execution in collaboration with vertical leads. **Program Oversight & Reporting :** + Build and maintain management reporting cadences and templates… more
- Historic Hudson Valley (Pocantico Hills, NY)
- …and enhancing the environment of fiscal controls and actively mitigate the risks of financial and regulatory non -compliance, loss or forfeiture of funds, or ... Valley (HHV) seeks a Controller to oversee the daily financial operations of a $16 million non -profit...of Finance and leadership team. Principal Duties: Accounting and financial reporting : Record all financial … more
- TD Bank (New York, NY)
- …in line with the Bank's risk philosophy and strategic direction. **Job Description** Reporting to the Head of Compliance, Regulatory Inventory and Regulatory ... objective guidance and independent challenge to the business, proactively managing regulatory change and providing trusted and reliable reporting , advice… more
- JPMorgan Chase (Brooklyn, NY)
- …capital reporting and analytics. * Support ad hoc analysis and reporting requests from senior management and regulatory bodies. **Required qualifications, ... risk, capital risk, or capital risk policy within a financial institution or regulatory agency. * Advanced...in Excel and Python for data analysis, modelling, and reporting . JPMorganChase, one of the oldest financial … more
- TD Bank (New York, NY)
- …a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing ... products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance, program remediation, risk management, and program development.… more
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