- TD Bank (Charlotte, NC)
- …area and business + Contact for business management, dealing with non -routine information + Manages/assists with regulatory reviews including inquiries, ... Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory… more
- TD Bank (Charlotte, NC)
- …of experience **Preferred Qualifications:** + 7+ years of experience in financial contingency planning, liquidity/capital management, regulatory , risk, legal or ... in a financial institution. + 3+ years of experience in regulatory compliance, conducting regulatory change impact assessments and participating in industry… more
- TD Bank (Charlotte, NC)
- …functions + Acts as a key point of contact for internal audit, regulatory reporting deliverables, and governance activities related to capital management + ... management reports and/or forecasts + Drives continuous improvements to the regulatory reporting and forecasting processes, focusing on timeliness, accuracy,… more
- Truist (Charlotte, NC)
- …in a collaborative environment **Preferred Qualifications:** * Strong knowledge of regulatory reporting requirements, (FFIEC 031, FR Y-9C, FR Y-14M/Q/A, ... skills with the ability to clearly present findings to stakeholders. **Core Competencies** * Regulatory Reporting (FFIEC 031, FR Y-9C, FR Y-14, FR 2052a) *… more
- Oracle (Raleigh, NC)
- …regulatory strategies for products in development, premarket submissions, post-market reporting , responses to regulatory inquiries, and post-market compliance ... an unprecedented rate, the success of large, complex global health companies requires regulatory leaders who are deeply steeped in the public and private levers that… more
- PNC (Charlotte, NC)
- …and reserve account disbursements. May assist in the preparation of periodic reporting including investor, internal and regulatory reports. May perform covenant ... Support Analyst Senior within PNC's Midland Loan Servicing Investor Reporting organization, you will be based within the PNC...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- Oracle (Raleigh, NC)
- …of conformance to, the requirements of government regulations and/or regulatory agencies. **Responsibilities** + Performs evaluation of internal operations, ... communications, risk assessments and maintenance of documentation as related to regulatory compliance and recommends appropriate changes. + Conducts and facilitates… more
- Truist (Charlotte, NC)
- …Provide project financial analyses for initiatives with potential financial reporting impact. **Essential Duties and Responsibilities** Following is ... ensuring adequate support of data integrity. 11. Subject matter expert on regulatory reporting requirements, business cycles, origination channels and accounting… more
- Truist (Charlotte, NC)
- …to provide financial advice and guidance for initiatives with potential financial reporting impact. **Essential Duties and Responsibilities** Following is a ... support of data integrity. 10. Deepen understanding and familiarity with regulatory reporting requirements, business cycles, origination channels and accounting… more
- TD Bank (Charlotte, NC)
- …Skills:** + Prior AML (Anti-Money Laundering) investigations experience, within a financial institution or regulatory environment + Strong knowledge of ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** **_Our team currently… more