- TD Bank (Charlotte, NC)
- …of experience **Preferred Qualifications:** + 7+ years of experience in financial contingency planning, liquidity/capital management, regulatory , risk, legal or ... in a financial institution. + 3+ years of experience in regulatory compliance, conducting regulatory change impact assessments and participating in industry… more
- Truist (Charlotte, NC)
- …This is a Senior role and key contributor to the Truist second line-of-defense (LoD2) Regulatory reporting and data testing team (RDT) team reporting to the ... test planning and development, methodology, implementation,, execution, and results reporting and Issue oversight. Includes staffing, training and readiness,… more
- Ally (Raleigh, NC)
- **General information** **Ref #** 21301 **Remote?** No **Ally and Your Career** * Ally Financial only succeeds when its people do - and that's more than some cliche ... and redaction, to safeguard confidential data in production and non -production environments. * Develop and maintain data privacy controls, aligning… more
- TD Bank (Charlotte, NC)
- …as Compliance lead for managing and facilitating the US Compliance Risk Assessment, reporting to the US Head of Compliance Programs + Manage the Compliance Risk ... Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in… more
- Dentsply Sirona (Charlotte, NC)
- …required. Maintaining an environment of effective internal control over financial reporting and compliance with all applicable regulatory standards are also ... accounting and reporting policies. You will also manage all aspects of financial reporting for the Americas region, ensuring reporting to support… more
- TD Bank (Charlotte, NC)
- …mindset, ensuring the audit strategy is responsive to emerging risks and regulatory changes, while leading change initiatives that optimize audit processes and ... + Ensure all change management activities comply with internal policies, regulatory requirements, and audit best practices. + Facilitate post-implementation reviews… more
- Truist (Charlotte, NC)
- …and executive leadership to ensure alignment with the firm's risk appetite and regulatory requirements. Following is a summary of the essential functions for this ... Control Functions through the effective identification, mitigation, monitoring and reporting of operational, technology, compliance and strategic risks within the… more
- Principal Financial Group (Charlotte, NC)
- …promptly and accurately to customer inquiries regarding payroll topics, accounting treatment, and regulatory reporting . This includes the tax reporting of ... this role you'll provide critical support on complex tax, accounting and regulatory topics for business and executive benefits programs for participants, employers,… more
- Truist (Charlotte, NC)
- …and analytical assessment processes within Truist's capital adequacy process, including financial analysis and forecast aggregation and reporting , scenario ... into forecast results across different forecast workstream areas. Develop and maintain financial management tools for accurate and timely reporting and analysis… more
- Huntington National Bank (Charlotte, NC)
- …experience at a large international audit firm preferred. o Experience with financial reporting or other broader controllership functions Exempt Status: (Yes ... technical questions o Working with corporate finance on proper financial statement presentation when modeling new or non...banks, with a focus on complex technical accounting and reporting matters pertaining to financial products, mergers… more