- TD Bank (Charlotte, NC)
- …can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager, Financial Crime Risk ... critical program initiatives and handling complex/high-risk matters and escalations. The Financial Crimes Risk Management (FCRM) Know Your Customer (KYC) Program… more
- Regions Bank (Charlotte, NC)
- …and external parties in risk management across various areas including financial reporting , stress testing, controls, policy and procedure documentation, ... governance and reporting activities, and regulatory compliance + Assists...all levels + Effective negotiation skills + Familiarity with financial and/or non - financial risk management… more
- TD Bank (Charlotte, NC)
- …area and business + Contact for business management, dealing with non -routine information + Manages/assists with regulatory reviews including inquiries, ... managing compliance programs related to risk assessment, exam management, monitoring, reporting , and training across multiple lines of business. The ideal candidate… more
- TD Bank (Charlotte, NC)
- …providing leadership, direction, and necessary quality assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This ... or CPA + 5+ years' experience required + Knowledge of reconciliation between financial statement and regulatory reports + Experience in Treasury or Capital… more
- Equitable (Charlotte, NC)
- …If you are ready for this exciting challenge, don't hesitate to apply today! Reporting directly to the Equitable Financial Chief Compliance Officer, the role is ... not limited to: * FINRA Rule 3120/3130 testing and reporting . * Conducting OSJ, non -branch and Residential...making effective judgments as to prioritizing and time allocation. ** Regulatory Environment - Financial Services:** Knowledge of… more
- Bank of America (Charlotte, NC)
- …data quality, data security, and compliance standards + Design and implement reporting strategy for meeting operational, business and regulatory requirements ... At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible… more
- Lincoln Financial (Greensboro, NC)
- …to ensure AI systems adhere to relevant regulations, industry standards, and support regulatory reporting needs and state/ regulatory examinations. + Manages ... best practices relating to AI, and applicable legal and regulatory requirements governing the use of AI in the...Years attorney preferably either at a law firm or financial services company + 1+ 3 Years of Insurance,… more
- PNC (Raleigh, NC)
- … Reporting , Effective Communications, Predictive Analytics, Quantitative Techniques, Regulatory Environment - Financial Services, Testing **Work Experience** ... in a team environment that includes both quantitative and non -quantitative members. * Knowledge of one or more regulations...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- Truist (Charlotte, NC)
- …preferably in regulatory affairs, business, organizational or compliance law, or financial services 2. Ten years related experience at a large financial ... review the following job description:** Manages Truist's Corporate cybersecurity legal, regulatory and industry compliance. Leads and develops strategies for closing… more
- Truist (Raleigh, NC)
- …lead risk partner for the Corporate Cybersecurity group within Enterprise Technology, reporting directly to the Business Unit Risk Executive (BURE) for Enterprise ... expert responsible for effectively and proactively identifying, mitigating, managing, reporting and escalating risks within their oversight portfolio, and also… more