- TD Bank (Charlotte, NC)
- …providing leadership, direction, and necessary quality assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This ... The Senior Treasury Liquidity Analyst maintains, enhances, and develops reporting processes, control frameworks, and/or systems. Daily activities involve… more
- Truist (Charlotte, NC)
- …to AI policies and procedures, conducting risk tiering, ensuring compliance with regulatory frameworks and providing independent risk oversight to one or more ... Business Units through the effective identification, mitigation, monitoring and reporting of transverse AI risk (eg, technology, data, operational, compliance)… more
- Truist (Charlotte, NC)
- …+ Strong knowledge in field of assigned business unit(s) + Knowledge of financial accounting and reporting systems + Ability to provide effective challenge ... support and oversight for change activities (both business and regulatory change). + Provide oversight and support for open...experience. + 8+ years of risk management experience in financial services or related field. + 6+ years of… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for centralized operations reporting for Retail and Small Business Banking (RSSB) Operations, as well ... activities may change from time to time. 1. Lead reporting and analytics efforts for RSBB Operations and for... required for various RSBB risk committees, working groups, regulatory meetings, or other purposes as assigned. 4. Coordinate… more
- Capital One (Charlotte, NC)
- …+ Exposure to Derivatives Operations and trade life cycles + Experience with Regulatory Reporting + Contribute to action plans aimed at increasing operational ... are not limited to clearing, securities settlements, trade confirmations, funds flow, reporting and various other aspects in support of several lines of business.… more
- Wells Fargo (Charlotte, NC)
- …work experience, training, military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 ... with ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents. + This position is not eligible for Visa… more
- PNC (Charlotte, NC)
- …and reserve account disbursements. May assist in the preparation of periodic reporting including investor, internal and regulatory reports. May perform covenant ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- Truist (Charlotte, NC)
- …to validate whether loans comply with the regulation and to identify all financial and clerical errors; ensure all financial and material clerical errors ... are corrected within a 60-day regulatory timeframe. This requires managing multiple teams of 50+...Fulfillment Centers. Develop and manage strong communication and timely reporting for senior management, audit, examiners, Compliance and the… more
- TD Bank (Charlotte, NC)
- …audit, testing and/or quality assurance experience + Knowledge of financial institution laws/regulations, strategies and risk management/compliance programs + ... Understands risk identification, risk analysis, and risk mitigation according to regulatory requirements and best business practices + Develops strong relationships… more
- Wells Fargo (Mount Airy, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed...Small and Business Banking division. This is an interim non -exempt position. Successful completion and certification of the Branch… more