- Scotiabank (Dallas, TX)
- …investment management activities, corporate functions, cross-border testing engagements and other financial services activities. Members of the testing team may be ... Support Compliance Testing Program in conducting reviews based upon the regulatory requirements, processes, policies, procedures to assess controls within the first… more
- Coinbase (Austin, TX)
- …and assist in developing creative solutions to mitigate risks and address regulatory challenges * Provide reporting to stakeholders and management on ... as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want… more
- Capital One (Plano, TX)
- …processes, which might include suspicious activity investigations, currency transaction reporting , global sanctions screening, enhanced due diligence or other AML ... supervision of a small central unit of Investigators. Assist with training in Regulatory Operations and in the business areas + **Policy & Procedure Impact** **:**… more
- Oracle (Austin, TX)
- …compliance teams as well as our internal business groups to help address regulatory compliance issues that are essential to Oracle customers of all sizes globally ... leaders and external specialists on sophisticated, industry leading legal and regulatory compliance matters. **Preferred Qualifications:** + BA/BS degree and minimum… more
- Oracle (Austin, TX)
- …systems remain robust, secure, and compliant with ever-changing business and regulatory demands. This role requires deep technical acumen, a strategic mindset, ... and global business partners. This role will influence business continuity, regulatory posture, and security strategy across the organization. + Drive end-to-end… more
- Allied Universal (Irving, TX)
- …decision-making; understanding of financial principles, including budgeting and financial reporting + Proficiency in prioritizing tasks, meeting deadlines, ... within your designated portfolio + Utilize Allied Universal's AI technology, online reporting tools, and Business Intelligence Platform to monitor and analyze … more
- PNC (Dallas, TX)
- …to generate revenue and deepen share of wallet. Handles the origination, financial analysis, negotiation and documentation of non -credit products and services. ... the full range of PNC's products and services. Leverages reporting and sales tools to proactively identify and successfully...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- JPMorgan Chase (Plano, TX)
- …of a team of investigators and perform investigations of elder/ vulnerable adult financial exploitation. You will be focused on root cause analysis, quantifying risk ... evidence for elder/ vulnerable adult investigations while ensuring compliance with regulatory requirements as well as internal policies and procedures. + Ensure… more
- PNC (San Antonio, TX)
- …origination, financial analysis, negotiation and documentation of credit and non -credit products and services. + Manages risk/return and drives quality for new ... the full range of PNC's products and services. Leverages reporting and sales tools to proactively identify and successfully...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- Truist (Dallas, TX)
- …comprehensive wealth management advice and solutions. Utilize objective and sound personal financial planning and financial advisory concepts to provide an ... mortgage, insurance, etc., using a team approach to deliver solutions to client's financial needs and to enhance existing relationships. * Thrives in a team based… more