- Santander US (Miami, FL)
- …risk reporting + Good understanding of regulatory requirements eg FFIEC, FDIC, OCC requirements and industry frameworks and practices eg COBIT, ITIL, ISO, NIST ... 800-53, CSA-CCM v4, Fed Ramp, CIS Benchmarks + Overall professional experience of 10+ years or more in technology risk audit & assurance or a technology risk management role in a matrix organization + Experience within a highly regulated environment such as… more
- American Express (Sunrise, FL)
- …financial institution third party risk management, including the Gramm-Leach-Bliley Act, OCC Third Party Risk Management Guidance, and EBA Guidelines on Outsourcing ... Arrangements + Experience drafting and negotiating commercial contracts Preferred Qualifications + Strong interest and/or experience in third party lifecycle management and emerging technology + Strong analytical and problem-solving skills + Ability to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Insurance Corporation (FDIC); Office of the Comptroller of the Currency ( OCC ); Federal Financial Institutions Examination Council (FFIEC); Office of Thrift ... Supervision (OTS); Federal Reserve System; state banking regulatory agencies. + Investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and securities industry operations. + Financial markets and… more
- TD Bank (Delray Beach, FL)
- …that reflects TDs diversity agenda, and creates an extraordinary employee experience ** OCC Language:** + This position falls within the definition of Loan Originator ... as defined under Regulation Z of the Truth in Lending Act, 12 CFR Part 1026.36, and the definition of Mortgage Loan Originator as defined under the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act), 12 USC || 5102 et seq., and its… more
- Citigroup (Tampa, FL)
- …with Citi's Data Management Policy, which is highly visible to key regulators such as the OCC , Federal Reserve Board and NY Fed. This role is to support the USPB EDO ... Project Management Lead. This role requires significant project management skills as well as deep knowledge of Citi Program Management Council (CPMC) Standards and Procedures or similarly structured disciplines. This role is an individual contributor role but… more
- TD Bank (St. Johns, FL)
- …in performance management activities of the teller team and platform team ** OCC Language:** + This position falls within the definition of Loan Originator ... as defined under Regulation Z of the Truth in Lending Act, 12 CFR Part 1026.36, and the definition of Mortgage Loan Originator as defined under the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act), 12 USC || 5102 et seq., and its… more
- MUFG (Tampa, FL)
- …related to technology risk, and Office of the Comptroller of the Currency ( OCC ) and Federal Reserve Board (FRB) expectations. . Professional certifications in major ... cloud providers for security such as AWS Certified Security - Specialty, Microsoft Certified: Cybersecurity Architect Expert or Azure Security Engineer Associate and other related certificates such as Certified Information System Auditor (CISA), Certified… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …state securities regulatory agencies; Office of the Comptroller of the Currency ( OCC ) regulations is beneficial but not required + Knowledge of Investment concepts, ... practices and procedures used in the securities industry is beneficial but not required + Principles of banking and finance and securities industry operations. + Financial markets and products. **Advanced skill in:** + Integrating and aligning compliance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Insurance Corporation (FDIC); Office of the Comptroller of the Currency ( OCC ); Federal Financial Institutions Examination Council (FFIEC); Office of Thrift ... Supervision (OTS); Federal Reserve System; state banking regulatory agencies. + Investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and securities industry operations. + Financial markets and… more
- MUFG (Tampa, FL)
- …SEC and NASD rules. + Experience working with financial industry regulators, including OCC , FRB, and FINRA + Deep knowledge of risk assessment, audit methodology, ... and audit execution + Demonstrated proficiency in technology as required for assigned areas (MS Office, audit data analytics, etc.) + Strong project management skills; preferably within internal audit functions + Employs strong critical thinking skills to… more