- MUFG (Tampa, FL)
- …SEC and NASD rules. + Experience working with financial industry regulators, including OCC , FRB, and FINRA + Deep knowledge of risk assessment, audit methodology, ... and audit execution + Demonstrated proficiency in technology as required for assigned areas (MS Office, audit data analytics, etc.) + Strong project management skills; preferably within internal audit functions + Employs strong critical thinking skills to… more
- Santander US (Miami, FL)
- …+ Escalation point of contact with the Central Counterparties (ie, CME, ICE, OCC , Nodal), and custodians, agent banks, carrying clearing brokers in which SanCap FCM ... has some business relationship with + Ensure the appropriate monitoring of Service Level Requirements with Third-Party Service Providers / Vendors (ie, ION XTP, Broadridge, Calypso). + Interact with them in a regularly basis to ensure all processes are perform… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Act, and OFAC. + Model Risk Management regulatory guidance SR 11-7 and OCC 2011/12. + Statistics and other quantitative fields and data validation principles. + ... The role of models in financial crime detection and prevention. Skill in: + Microsoft Excel and Word for documentation, data analysis, and reporting. + Clear written and verbal communication, especially in organizing findings and writing summaries. +… more
- Motion Recruitment Partners (Tampa, FL)
- …especially within North America or Europe. + Familiarity with specific regulations like OCC , FCA, or Emir. **What You Will Be Doing** + Support/manage high priority ... regulatory projects across their lifecycle by identifying and structuring problems, analyzing requirements, project scope and planning, communicating project deliverables and working cross the team to implement the regulatory mandate within the timeline. +… more
- University of Miami (Miami, FL)
- …with triage nurses regarding patients who need to be added to OCC clinic for symptom management, evaluation, and treatment. Inpatient Specific: + Interacts ... with admitting physician, hospitalist, and other multidisciplinary teams. + Prioritizes consults to present to attending physician and rounds with attending daily on patients as appropriate. + Writes consult inpatient notes, discharge notes and dictates as… more
- MUFG (Tampa, FL)
- …and regulations related to risk, Office of the Comptroller of the Currency ( OCC ), and Federal Reserve Board (FRB) expectations + Experience with risk metrics ... definition and reporting/scorecard development utilizing key risk metrics tools preferred + Experience relating to industry's best practices and frameworks such as: Committee of Sponsoring Organizations of the Treadway Commission (COSO), COBIT, National… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …unit + Manage AML audits and examinations from federal and state regulators (eg, OCC , FDIC, state banking authorities) + Serve as the escalation point for complex ... cases involving trust structures, high-net-worth individuals, and cross-border transactions + Implement training programs for trust officers, bankers, and onboarding teams on AML risks and mitigation + Contribute to enterprise-wide AML risk assessments,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …one another. **Preferred candidate skills** : + Testing experience in a regulator ( OCC , Fed, CFPB), Compliance, or audit role. + Experience leading projects + ... Certified Regulatory Compliance Manager (CRCM) or CIA, CPA **Education/Previous Experience** + Bachelor's Degree in Business Administration, Accounting, Finance or related field with a minimum of six (6) years of experience in the financial services industry.… more
- Citigroup (Tampa, FL)
- …Industry/Regulatory Standards for an IA function (IIA Standards, FRB 13-1, FDIC, OCC HS, etc.). + Strong knowledge (interpretation and execution) of Citi's Internal ... Audit Methodology, preferred. + Effective negotiation and interpersonal skills for interfacing with senior levels of Audit. + Ability to consistently demonstrate strong communication skills; clear and concise written and verbal communication. + Demonstrated… more
- Citigroup (Tampa, FL)
- …models.** + Strong understanding of relevant regulations (eg, SR 11-7, SR 15-18, OCC 11-12) and model development/validation processes in areas such as market risk, ... credit risk, loss forecasting, AML, Basel, CCAR, or CECL. + Related certifications (CPA, ACA, CFA, CIA, CISA or similar) preferred + Demonstrated successful experience in business, functional and people management + Proven ability to execute concurrently on a… more