- Citizens (Iselin, NJ)
- …regulations promulgated thereunder by the Office of the Comptroller of the Currency ( OCC ) at 12 CFR Part 34 ("Real Estate Lending and Appraisals") "Uniform Standards ... and Evaluation Guidelines" ("Interagency Guidelines"), dated December 2010, issued by OCC as periodically supplemented by Financial Institution Letters; and, " OCC… more
- TD Bank (Mount Laurel, NJ)
- …of emerging issues and trends from key regulatory bodies including FINRA, SEC, OCC + Partners with Senior Executives across Consumer Distribution & AMCB to deliver ... experience + Extensive understanding of current compliance and regulatory issues ( OCC , SEC, FINRA, and State Securities Regulators) + In-depth knowledge of… more
- TD Bank (Rahway, NJ)
- …state, SRO regulations and Firm policies related to all business activities (eg OCC , SEC, State Insurance Commissioners, NY Department of Financial Services, etc.) + ... shares information and knowledge, and proactively learn from the expertise of other ** OCC Language:** + This position is with a FINRA member, broker and/or dealer… more
- TD Bank (Mount Laurel, NJ)
- …under pertinent regimes + Prior engagement with regulators (eg, FINRA, SEC, OCC ) + Exceptional problem solving and analytical skills (issue identification, problem ... and external partners + Able to work in an unstructured and fast paced environment ** OCC :** + This position is with a FINRA member, broker and/or dealer and is… more
- TD Bank (Mount Laurel, NJ)
- …and regulatory alignment. The ideal candidate will bring: + **Experience with OCC regulatory expectations** , particularly around identity and access risk domains. + ... IAM, ability to engage with multiple stakeholders, experience with remediation under the OCC is very much needed. + Fast paced environment with multiple stakeholders… more
- SMBC (Jersey City, NJ)
- …+ Support regulatory submissions and address feedback from examiners (eg, FRB, OCC ) **Regulatory Compliance & Stress Testing** + Lead end-to-end execution of ... + Support regulatory submissions and address feedback from examiners (eg, FRB, OCC ). **Model Governance & Validation** + Design and execute comprehensive back… more
- City National Bank (Jersey City, NJ)
- …messages to Senior Managers/Leaders and Regulators (Office of Comptroller of the Currency ( OCC ); Federal Reserve Board (FRB etc.) * Use a combination of soft skills, ... to senior managers and regulators (Office of Comptroller of the Currency ( OCC ); Federal Reserve Board (FRB etc.) * Deep Understanding of regulatory requirements… more
- City National Bank (Jersey City, NJ)
- …broad range of matters under the banking and securities laws, including the SEC, FINRA, OCC , FRB, and FDIC, help resolve issues as they arise, and to provide advice ... matters, legislation, new product development, and documentation and in dealings with the OCC , SEC, FINRA and other US regulatory authorities. * Conduct research and… more
- TD Bank (Ramsey, NJ)
- …state, SRO regulations and Firm policies related to all business activities (eg OCC , SEC, FINRA etc.). Ensures all Continuing Education requirements + are attained + ... shares information and knowledge, and proactively learn from the expertise of others ** OCC Language:** + This position falls within the definition of Loan Originator… more
- RWJBarnabas Health (Trenton, NJ)
- …Category:Occupational Therapy Status:Per Diem Shift:Day Facility:RWJ Hamilton Department: Occ Therapy-Lawrenceville Pay Range:$66.23 per hour Location: One ... Job Title: Occupational Therapist Location: RWJUH Hamilton Hospital Department Name: Occ Therapy-Lawrenceville Req #: 0000206853 Status: Hourly Shift: Day Pay Range:… more