- Citizens (Iselin, NJ)
- …regulations promulgated thereunder by the Office of the Comptroller of the Currency ( OCC ) at 12 CFR Part 34 ("Real Estate Lending and Appraisals") "Uniform Standards ... and Evaluation Guidelines" ("Interagency Guidelines"), dated December 2010, issued by OCC as periodically supplemented by Financial Institution Letters; and, " OCC… more
- TD Bank (Mount Laurel, NJ)
- …of emerging issues and trends from key regulatory bodies including FINRA, SEC, OCC + Partners with Senior Executives across Consumer Distribution & AMCB to deliver ... experience + Extensive understanding of current compliance and regulatory issues ( OCC , SEC, FINRA, and State Securities Regulators) + In-depth knowledge of… more
- TD Bank (Mount Laurel, NJ)
- …and regulatory alignment. The ideal candidate will bring: + **Experience with OCC regulatory expectations** , particularly around identity and access risk domains. + ... IAM, ability to engage with multiple stakeholders, experience with remediation under the OCC is very much needed. + Fast paced environment with multiple stakeholders… more
- TD Bank (Mount Laurel, NJ)
- …under pertinent regimes + Prior engagement with regulators (eg, FINRA, SEC, OCC ) + Exceptional problem solving and analytical skills (issue identification, problem ... and external partners + Able to work in an unstructured and fast paced environment ** OCC :** + This position is with a FINRA member, broker and/or dealer and is… more
- TD Bank (Forked River, NJ)
- …state, SRO regulations and Firm policies related to all business activities (eg OCC , SEC, State Insurance Commissioners, NY Department of Financial Services, etc.) + ... shares information and knowledge, and proactively learn from the expertise of others ** OCC :** + This position is with a FINRA member, broker and/or dealer and… more
- SMBC (Jersey City, NJ)
- …+ Support regulatory submissions and address feedback from examiners (eg, FRB, OCC ) **Regulatory Compliance & Stress Testing** + Lead end-to-end execution of ... + Support regulatory submissions and address feedback from examiners (eg, FRB, OCC ). **Model Governance & Validation** + Design and execute comprehensive back… more
- City National Bank (Jersey City, NJ)
- …broad range of matters under the banking and securities laws, including the SEC, FINRA, OCC , FRB, and FDIC, help resolve issues as they arise, and to provide advice ... matters, legislation, new product development, and documentation and in dealings with the OCC , SEC, FINRA and other US regulatory authorities. * Conduct research and… more
- RWJBarnabas Health (Trenton, NJ)
- …Category:Occupational Therapy Status:Per Diem Shift:Day Facility:RWJ Hamilton Department: Occ Therapy-Lawrenceville Pay Range:$66.23 per hour Location: One ... Job Title: Occupational Therapist Location: RWJUH Hamilton Hospital Department Name: Occ Therapy-Lawrenceville Req #: 0000206853 Status: Hourly Shift: Day Pay Range:… more
- TD Bank (White House Station, NJ)
- …for your business area/function and the bank, both internally and/or externally ** OCC Language:** + This position falls within the definition of Loan Originator ... as defined under Regulation Z of the Truth in Lending Act, 12 CFR Part 1026.36, and the definition of Mortgage Loan Originator as defined under the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act), 12 USC || 5102 et seq., and its… more
- TD Bank (Bridgewater, NJ)
- …that reflects TDs diversity agenda, and creates an extraordinary employee experience ** OCC Language:** + This position falls within the definition of Loan Originator ... as defined under Regulation Z of the Truth in Lending Act, 12 CFR Part 1026.36, and the definition of Mortgage Loan Originator as defined under the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act), 12 USC || 5102 et seq., and its… more
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